Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tsz Wai Lee
CE AYT809 - active, T. Rowe Price Hong Kong Limited
Wing Yin (SFC:BVK183) Lee
CE BVK183 - active, T. Rowe Price Hong Kong Limited
Vanessa Wing Sum Lee
CE BKO694 - active, T. Rowe Price Hong Kong Limited
Wing Kiu Rose Catherine Leung
CE BSI824 - active, T. Rowe Price Hong Kong Limited
Cheuk Yee Audrey Li
CE BWR438 - active, T. Rowe Price Hong Kong Limited
Siu Kin Li
CE ANG321 - active, T. Rowe Price Hong Kong Limited
Sandra Juliette Chai Fah Lim Fat
CE BEJ599 - active, T. Rowe Price Hong Kong Limited
Kao Jui Liu
CE BJU745 - active, T. Rowe Price Hong Kong Limited
Ramon Gregory Jr. Fong Maronilla
CE ALE992 - active, T. Rowe Price Hong Kong Limited
Nan Nan
CE AXG319 - active, T. Rowe Price Hong Kong Limited
Agnes Shum Tin Ng
CE ATI906 - active, T. Rowe Price Hong Kong Limited
Oluwaseun Ayodeji Oyegunle
CE BWI236 - active, T. Rowe Price Hong Kong Limited
Amberish Rathi
CE AOP204 - active, T. Rowe Price Hong Kong Limited
Wenting Shen
CE AWI982 - active, T. Rowe Price Hong Kong Limited
Tianyi Shi
CE BDT207 - active, T. Rowe Price Hong Kong Limited
Tak Yu Sinn
CE AFN202 - active, T. Rowe Price Hong Kong Limited
Wing Shan (SFC:AQG808) Siu
CE AQG808 - active, T. Rowe Price Hong Kong Limited
Neil Smith
CE AVM853 - active, T. Rowe Price Hong Kong Limited
Suthinee Suangtho
CE BWC730 - active, T. Rowe Price Hong Kong Limited
Wing Hoi Season Tam
CE BMZ523 - active, T. Rowe Price Hong Kong Limited
Fai Tang
CE BVB461 - active, T. Rowe Price Hong Kong Limited
Shuk Yee Connie Tse
CE ADK260 - active, T. Rowe Price Hong Kong Limited
Christopher Anthony Vost
CE BXD984 - active, T. Rowe Price Hong Kong Limited
Ching Wen Wang
CE BRR278 - active, T. Rowe Price Hong Kong Limited
Qing (SFC:BNT150) Wang
CE BNT150 - active, T. Rowe Price Hong Kong Limited
Zhicheng Wang
CE BXF548 - ceased
Michael Travis Wehn
CE BJE208 - active, T. Rowe Price Hong Kong Limited
Kiu Fung Wu
CE APJ914 - active, T. Rowe Price Hong Kong Limited
Iona Meriel Jane Walker
CE BPH713 - active, T. Rowe Price Hong Kong Limited
Lingli Lyris Xu
CE BGL609 - active, T. Rowe Price Hong Kong Limited
Ka Shing Yuen
CE BDM670 - active, T. Rowe Price Hong Kong Limited
Wing Ho Yuen
CE BIC868 - active, T. Rowe Price Hong Kong Limited
Conan Zai
CE BSG146 - active, T. Rowe Price Hong Kong Limited
Xipeng Zhang
CE BNT151 - active, T. Rowe Price Hong Kong Limited
Yiqiang Zhao
CE BRQ657 - active, T. Rowe Price Hong Kong Limited
Wenli Zheng
CE ARO320 - active, T. Rowe Price Hong Kong Limited
Andrew Mark Gordon Corner
CE AOK590 - active, T.F.S. Derivatives HK Limited
Simon Shiu Lun Fung
CE AVB880 - active, T.F.S. Derivatives HK Limited
Alix Long Daniel Guenier
CE BHX737 - active, T.F.S. Derivatives HK Limited
Jinsoo Lee
CE AWP417 - active, T.F.S. Derivatives HK Limited
John Patrick McCormick-Houston
CE BGC818 - active, T.F.S. Derivatives HK Limited
Vatche Vartan Mundigian
CE AUP689 - active, T.F.S. Derivatives HK Limited
Wessel Brent van der Scheer
CE AKS612 - active, T.F.S. Derivatives HK Limited
Christopher James Wildman
CE ANP707 - active, T.F.S. Derivatives HK Limited
Richard John Wildman
CE AJB354 - active, T.F.S. Derivatives HK Limited
Stanislas Frederic Pascal Bordes
CE BUQ663 - active, T.F.S. Derivatives HK Limited
Alexandre Louis Robert Boyer
CE AXX262 - ceased
Dixon Chan
CE AUL684 - active, T.F.S. Derivatives HK Limited
Louis Jean Henri Marie J. de Roquefeuil
CE BJN326 - active, T.F.S. Derivatives HK Limited
Youssef El Bahari
CE BAL997 - ceased
Yu Chung Hsiao
CE BNY555 - active, T.F.S. Derivatives HK Limited
Charles David Kingham
CE BQE226 - active, T.F.S. Derivatives HK Limited
Edward David Leatherbarrow
CE BVZ892 - active, T.F.S. Derivatives HK Limited
Julian Paul Maddock
CE AUH900 - ceased
Sam Siu Sin Man
CE AED296 - active, T.F.S. Derivatives HK Limited
Ludovic Marie Moniot
CE ARF025 - active, T.F.S. Derivatives HK Limited
Alexandre Stanislas Thierry Nebout
CE AUH910 - ceased
Faouzi Ounes
CE BOJ404 - active, T.F.S. Derivatives HK Limited
Hyekyung Park
CE BFT687 - ceased
Adrien Pierre Andre Pinteaux
CE BJF084 - active, T.F.S. Derivatives HK Limited
Tarit Registrar
CE BLT536 - active, T.F.S. Derivatives HK Limited
Shaocong Shi
CE BTB543 - active, T.F.S. Derivatives HK Limited
Victor Sai Chung Tse
CE ANJ707 - active, T.F.S. Derivatives HK Limited
Pui Man Wan
CE BRB772 - active, T.F.S. Derivatives HK Limited
Jiang (SFC:BRF266) Wu
CE BRF266 - active, T.F.S. Derivatives HK Limited
Vivian Chan Yabut
CE ASM299 - active, T.F.S. Derivatives HK Limited
Alan James Michael Young
CE ALI433 - active, T.F.S. Derivatives HK Limited
Feng Ge
CE BBD875 - active, TBP Investment Advisory (HK) Limited
Shujun Li
CE AWA147 - active, TBP Investment Advisory (HK) Limited
Tao (SFC:BBR526) Jiang
CE BBR526 - active, TBP Investment Advisory (HK) Limited
Pak Lam Lo
CE BPW653 - active, TBP Investment Advisory (HK) Limited
Gladys Chi-Ching Wong
CE APB571 - active, TBP Investment Advisory (HK) Limited
Yusi Zheng
CE AZX567 - active, TBP Investment Advisory (HK) Limited
Chuen Yan Lee
CE ANQ722 - active, TC Capital International Limited
Ling Su
CE BJN297 - active, TC Capital International Limited
Edward Wen Guang Wu
CE AHC681 - active, TC Capital Management Limited
Baosheng Hu
CE BNH298 - active, TC Capital International Limited
Wing Sze Winsy Lo
CE BMC196 - active, TC Capital International Limited
Wan Pan Chan
CE BFE802 - active, TC Capital Management Limited
Kwan Pak Ho
CE AIH718 - active, TC Capital Management Limited
Jae Wu Park
CE AVY657 - active, TCW Asia Limited
Xuan (SFC:AIQ967) Zhang
CE AIQ967 - active, TCW Asia Limited
Viktoria Charlotte Jones
CE BMF159 - active, PGIM (Hong Kong) Limited
Erdong Gu
CE AZT025 - active, TFI Asset Management Limited
Shen (SFC:BMW835) Liu
CE BMW835 - active, TFI Asset Management Limited
Ting (SFC:BIR267) Wang
CE BIR267 - active, TFI Securities and Futures Limited
Tong (SFC:BLG089) Zhang
CE BLG089 - active, TFI Securities and Futures Limited
Chuan Zou
CE AVZ312 - active, TFI Securities and Futures Limited
Zhenglin Chen
CE BUE462 - active, TFI Asset Management Limited
Yong (SFC:BGT644) Hu
CE BGT644 - active, TFI Asset Management Limited
Ruochong Li
CE BRK115 - active, TFI Asset Management Limited
Te Li
CE BFH240 - active, TFI Securities and Futures Limited
Mihoko Oka
CE BWW485 - active, TFI Asset Management Limited
Xia Peng
CE BPM757 - active, TFI Securities and Futures Limited
Junbo (SFC:BRV830) Wang
CE BRV830 - active, TFI Securities and Futures Limited
Shiyi Xiong
CE BSZ366 - active, TFI Securities and Futures Limited
Jingjing (SFC:BRZ553) Xu
CE BRZ553 - active, TFI Securities and Futures Limited
Yixin (SFC:BOW962) Xu
CE BOW962 - active, TFI Asset Management Limited
Jiaqi (SFC:BUF341) Zeng
CE BUF341 - active, TFI Asset Management Limited
Gai Zhang
CE BSA406 - active, TFI Securities and Futures Limited
Junhao Zheng
CE BRM009 - active, TFI Asset Management Limited
Lai Suen Chan
CE APK770 - active, TFI Securities and Futures Limited
Chun Pong (SFC:AFY720) Chiu
CE AFY720 - active, TFI Securities and Futures Limited
Moqing Kang
CE BHL801 - active, TFI Securities and Futures Limited
Xiaoxi Li
CE BGH408 - active, TFI Securities and Futures Limited
Tang Kwan Tsang
CE BKT126 - active, TFI Securities and Futures Limited
Yan (SFC:BBT492) Xiao
CE BBT492 - active, TFI Capital Limited
Jinmai Zhang
CE BHL027 - active, TFI Securities and Futures Limited
Mo Yin Chan
CE AJF360 - active, TFI Capital Limited
So Ying Cheung
CE BSI338 - active, TFI Securities and Futures Limited
Haifeng Cong
CE BTL100 - active, TFI Capital Limited
Danni Gao
CE BQL608 - active, TFI Capital Limited
Cheng Gong
CE BTC709 - ceased
Zhaodan He
CE BWR519 - active, TFI Securities and Futures Limited
Xiangyu Jia
CE BSF906 - active, TFI Capital Limited
Feng (SFC:BOD543) Li
CE BOD543 - active, TFI Securities and Futures Limited
Jingming Li
CE BNV899 - active, TFI Securities and Futures Limited
Zuming Li
CE BRV745 - active, TFI Capital Limited
Xiaoyun Liu
CE BVH897 - active, TFI Securities and Futures Limited
Shirui Peng
CE BXQ185 - active, TFI Securities and Futures Limited
Jingyi Ren
CE BTP519 - active, TFI Securities and Futures Limited
Alexander Shupletsov
CE BUT554 - active, TFI Securities and Futures Limited
Xiu Sun
CE BTL099 - active, TFI Capital Limited
Yawei Suo
CE BNS760 - active, TFI Securities and Futures Limited
Wei (SFC:BUM514) Wang
CE BUM514 - active, TFI Securities and Futures Limited
Jinfeng Xu
CE BWV895 - active, TFI Capital Limited
Hang (SFC:BWS855) Yuan
CE BWS855 - active, TFI Securities and Futures Limited
Han (SFC:BWR516) Zhang
CE BWR516 - active, TFI Securities and Futures Limited
Jing An Zhang
CE BSQ728 - ceased
Bei Zhao
CE BSD013 - active, TFI Securities and Futures Limited
Lu (SFC:BVA347) Zhao
CE BVA347 - active, TFI Securities and Futures Limited
Man Na Chan
CE AFB029 - active, TFI Securities and Futures Limited
Shuanglin He
CE BDU787 - active, TFI Securities and Futures Limited
Gary Wai Lok Lam
CE AVE418 - active, TFI Securities and Futures Limited
Yunpeng Zhu
CE BQK257 - active, TFI Securities and Futures Limited
Wilhelmus Albertus Joseph Bark
CE BQT483 - active, TFI Securities and Futures Limited
Chong Bi
CE BPY004 - active, TFI Securities and Futures Limited
Yuchu Cai
CE BWW397 - active, TFI Securities and Futures Limited
King Man Chan
CE AGG130 - active, TFI Securities and Futures Limited
On Yi Chan
CE BNP075 - active, TFI Securities and Futures Limited
Tsui Ching Chang
CE BTC779 - active, TFI Securities and Futures Limited
Mudan Chen
CE BVZ576 - active, TFI Securities and Futures Limited
Chor Ki Cheng
CE AHS149 - active, TFI Securities and Futures Limited
Judy Shin Kwan Cheung
CE AEE793 - active, TFI Securities and Futures Limited
Chin Wai Chow
CE BRG537 - active, TFI Securities and Futures Limited
Kwok Kuen Chu
CE AMB426 - active, TFI Securities and Futures Limited
Man Chung Chu
CE AQY201 - active, TFI Securities and Futures Limited
Tianqi Fan
CE BRQ085 - active, TFI Capital Limited
Mengyuan Feng
CE BUU928 - active, TFI Securities and Futures Limited
Kwok Sham Sam Ho
CE BSX432 - active, TFI Securities and Futures Limited
Ka Yan Hui
CE BEX260 - active, TFI Securities and Futures Limited
Haena Kim
CE BPY202 - active, TFI Securities and Futures Limited
Patrick Chin Hung Ko
CE AJO155 - active, TFI Securities and Futures Limited
Tsz Chung Ku
CE BVX494 - active, TFI Securities and Futures Limited
Ming-Chi Kuo
CE BMO600 - active, TFI Securities and Futures Limited
Doris Chui Tin Kwok
CE AZI581 - active, TFI Securities and Futures Limited
Wai Ching Lam
CE AEN025 - active, TFI Securities and Futures Limited
Wai Kit (SFC:AEY372) Lee
CE AEY372 - active, TFI Securities and Futures Limited
Yat Hin Lee
CE BPR454 - active, TFI Securities and Futures Limited
Chen (SFC:BUP090) Li
CE BUP090 - active, TFI Capital Limited
Shanshan (SFC:BWR514) Li
CE BWR514 - active, TFI Securities and Futures Limited
Zepeng Li
CE BWF748 - active, TFI Securities and Futures Limited
Zheng (SFC:BWH845) Li
CE BWH845 - active, TFI Securities and Futures Limited
Ziye Li
CE BIN824 - active, TFI Securities and Futures Limited
Yingying Lin
CE BST634 - active, TFI Securities and Futures Limited
Kai Yiu Lui
CE BKY644 - active, GF Securities (Hong Kong) Brokerage Limited
Wing Cheong Ma
CE ATC243 - active, TFI Securities and Futures Limited
Yuan (SFC:BXE034) Meng
CE BXE034 - active, TFI Securities and Futures Limited
Siu Chung Ng
CE APJ613 - active, TFI Securities and Futures Limited
Shuyue Nie
CE BQE181 - active, TFI Securities and Futures Limited
Jiashu Ouyang
CE BQV500 - active, TFI Securities and Futures Limited
Hin Sang Pang
CE AGG768 - active, TFI Securities and Futures Limited
Yujing Qi
CE BSQ859 - active, TFI Securities and Futures Limited
Zixin Shen
CE BVK099 - active, TFI Securities and Futures Limited
Haiyang Sun
CE BRQ433 - active, TFI Securities and Futures Limited
Hanbing Sun
CE BSQ791 - active, TFI Securities and Futures Limited
Fu Kin Dodphen Tang
CE ATL831 - active, TFI Securities and Futures Limited
Shu Yan Tang
CE ACP234 - active, TFI Securities and Futures Limited
Kap Tsoi
CE ADN448 - active, TFI Securities and Futures Limited
Chun Man Wan
CE ATY752 - active, TFI Securities and Futures Limited
Jiani Weng
CE BLV407 - active, TFI Securities and Futures Limited
Kwong Ching Wong
CE AQC826 - active, TFI Securities and Futures Limited
Tung Hing Wong
CE BQV987 - active, Ark Group Holdings (Hong Kong) Limited
King Cheong Wu
CE AAD313 - active, TFI Securities and Futures Limited
Wenjing (SFC:BVN047) Wu
CE BVN047 - active, TFI Securities and Futures Limited
Yuwei Xing
CE BMK648 - active, TFI Securities and Futures Limited
Shuo (SFC:BUD079) Yang
CE BUD079 - active, TFI Securities and Futures Limited
Fei Ye
CE BER388 - active, TFI Securities and Futures Limited
Chu Ping Yuen
CE AGU775 - active, TFI Securities and Futures Limited
Hengyi Zhang
CE BXA215 - active, TFI Securities and Futures Limited
Jiajun (SFC:BVK128) Zhang
CE BVK128 - active, TFI Securities and Futures Limited
Zelin Zheng
CE BNC343 - active, TFI Securities and Futures Limited
Guozhen Zhu
CE BWB576 - active, TFI Securities and Futures Limited
Cho Fung Alan Wong
CE BMF182 - active, TIAG Securities Trading Limited
Kwok On Woo
CE AEM544 - active, TIAG Securities Trading Limited
Zhuo (SFC:BPS146) Chen
CE BPS146 - active, TIAG Securities Trading Limited
Wesley Bowah Chow
CE BOB290 - ceased
Jiani Zhao
CE BUX213 - active, TIAG Securities Trading Limited
Fang (SFC:ARE225) Fang
CE ARE225 - active, TOP GEAR ASSET MANAGEMENT COMPANY LIMITED
Chao (SFC:ARJ506) Wang
CE ARJ506 - active, TOP GEAR ASSET MANAGEMENT COMPANY LIMITED
Yingqi Yao
CE BDM677 - active, Vision Finance Asset Management Limited
Hoi Fung Cheung
CE BCD348 - active, TOV Capital Limited
Hao (SFC:BPD566) Huang
CE BPD566 - active, TOV Capital Limited
Yaxin Xu
CE BUI750 - active, Polo Elite Capital Limited
da He
CE AVN426 - active, TPC HK Investments Limited
Kei Nagashima
CE BEY926 - active, TPC HK Investments Limited
Mengying Yu
CE BVN048 - active, TPC HK Investments Limited
Zhongxiang Zhao
CE BVF534 - ceased
Frederic Jean Emmanuel Azemard
CE AZG187 - active, TR Advisors Limited
Paul Gratien Robine
CE AMK235 - active, TR Advisors Limited
Chi Ming Sau
CE AFZ692 - active, TR Advisors Limited
Liangyuan Dai
CE BLP419 - active, TR Advisors Limited
Xiaoyi (SFC:BOR781) Huang
CE BOR781 - active, TR Advisors Limited
Yingjie Nigel Ng
CE BNJ875 - active, TR Advisors Limited
Roger Marco Parodi
CE BMN475 - active, TR Advisors Limited
Xinyi (SFC:BVB566) Zhang
CE BVB566 - active, TR Advisors Limited
Jason Henry Carleton Hill
CE BNJ019 - active, TT International (Hong Kong) Limited
Shu-Wei Lin
CE BFD026 - active, TT International (Hong Kong) Limited
Eric Gunn MacKay
CE BDA818 - active, TT International (Hong Kong) Limited
Matthew James (SFC:ANZ767) Mason
CE ANZ767 - active, TT International (Hong Kong) Limited
Luke John Oliver Poulter
CE BUS739 - active, TT International (Hong Kong) Limited
Sheung Hei Sun
CE BLH246 - active, TT International (Hong Kong) Limited
Li Shen Huang
CE BNB238 - active, TT International (Hong Kong) Limited
William John Hunter
CE AQI398 - active, TT International (Hong Kong) Limited
Yue (SFC:BHK571) Lu
CE BHK571 - ceased
Anthony James Moorhouse
CE AJO038 - active, TT International (Hong Kong) Limited
Timothy Alexander Tacchi
CE AJO036 - active, TT International (Hong Kong) Limited
Ir Ving Teh
CE BSH114 - active, TT International (Hong Kong) Limited
Ching Man Tsoi
CE BIG714 - active, TT International (Hong Kong) Limited
Di (SFC:BGP653) Wang
CE BGP653 - active, TT International (Hong Kong) Limited
April Kwan Kay Chan
CE AQQ340 - active, TX Capital (HK) Limited
Yau Moon Tsai
CE AQU973 - active, TX Capital (HK) Limited
Chun Hing Yung
CE BBS599 - active, TX Capital (HK) Limited
Ka Kiu Chan
CE BLN915 - active, TX Capital (HK) Limited
Xiaoqi Ma
CE BGH607 - active, TX Capital (HK) Limited
Yan Yik Chow
CE BTR900 - active, Tai Fung Asset Management Company Limited
Roxane Ting-Kit Lo
CE ALC465 - active, Tai Fung Asset Management Company Limited
Chi Kan Sit
CE AGH561 - active, Tai Fung Asset Management Company Limited
Xia Xiong
CE BVI247 - active, Tai Fung Asset Management Company Limited
Tsz Ching Kwok
CE AUH399 - active, Tai Shing Stock Investment Co. Limited
Chi Yuen Lui
CE ANG232 - active, Tai Shing Stock Investment Co. Limited
Suk Chi Quinnie Tam
CE AWW454 - active, Tai Shing Stock Investment Co. Limited
Tammy Suk Yan Tam
CE ADQ158 - active, Tai Shing Stock Investment Co. Limited
Shuk Chong Hung
CE AEZ038 - active, Tai Shing Stock Investment Co. Limited
Michael Mohammed Ismail
CE AFL089 - ceased
Kit Ling Li
CE AEB564 - active, Tai Shing Stock Investment Co. Limited
Hoi Yan Mok
CE AGD088 - active, Tai Shing Stock Investment Co. Limited
Stephen Kei Choy Ng
CE AAG360 - active, Tai Shing Stock Investment Co. Limited
Ying Lun Chan
CE AAH272 - active, Tai Tak Securities (Asia) Limited
Frederick Ying Shu Chan
CE ACW626 - active, Tai Tak Securities (Asia) Limited