Yat Shuk Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Shuk Chiu (趙一粟), a licensed Representative with CE reference AFI063. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-04 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-04 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-23 | 2014-08-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-23 | 2014-08-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-26 | 2006-05-15 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-26 | 2006-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-15 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Shuk Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.