Chor Wai Kam

金楚威
CE No. BLL144 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Wai Kam (金楚威), a licensed former licensee with CE reference BLL144. This person has 7.6 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Sprout Asset Management (Asia) Limited RO Type 6 - Advising on corporate finance 2024-10-10 2026-10-15
Sprout Asset Management (Asia) Limited Rep Type 6 - Advising on corporate finance 2024-09-24 2024-10-10
VMS Securities Limited
鼎珮證券有限公司
Rep Type 6 - Advising on corporate finance 2018-04-19 2023-06-30
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 - Dealing in securities 2017-12-18 2023-06-30

Related