Jun Sub Kim

CE No. BGI784 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Sub Kim, a licensed former licensee with CE reference BGI784. This person has 9.4 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2023-08-21 2026-06-30
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 4 - Advising on securities 2023-08-21 2026-06-30
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 5 - Advising on futures contracts 2023-08-21 2026-06-30
M&G Investments (Hong Kong) Limited Rep Type 4 - Advising on securities 2022-08-18 2022-09-19
M&G Investments (Hong Kong) Limited Rep Type 1 - Dealing in securities 2022-07-22 2022-09-19
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
Rep Type 1 - Dealing in securities 2018-08-02 2022-04-29
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-10-16 2018-06-20
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2015-10-16 2018-06-20

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