Rory Patrick Hartnett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rory Patrick Hartnett, a licensed Representative with CE reference BOO711. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 7.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-01 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-01 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-08-01 | 2020-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rory Patrick Hartnett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.