Ming Lap Ho
何名立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Lap Ho (何名立), CE reference APW012. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-15 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-05-15 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-15 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-19 | 2025-04-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2025-04-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-01 | 2025-04-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-30 | 2020-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-30 | 2020-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-18 | 2015-11-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-18 | 2015-11-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-06-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-06-07 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-12 | 2015-06-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-08 | 2014-12-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-08 | 2014-12-27 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-16 | 2012-06-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-16 | 2012-06-01 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2012-05-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2011-06-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-16 | 2011-06-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-07-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-17 | 2010-07-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-27 | 2009-07-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2009-07-19 |