Kwok Mei Wu
鄔幗美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Mei Wu (鄔幗美), CE reference AFP896. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-30 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2014-06-26 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2014-06-26 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |