Kaifan Wang
王愷凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaifan Wang (王愷凡), CE reference BNR810. Currently licensed at 1 firm(s): Soochow Securities International Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-07 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-07 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-28 | 2020-12-28 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2020-12-28 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-28 | 2022-08-07 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-28 | 2022-08-07 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-08 | 2020-09-08 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-08 | 2020-09-08 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-11 | 2019-07-16 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-11 | 2019-07-16 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2019-06-17 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-03 | 2019-06-17 |