Edmund Sek Nin Chung
鍾錫年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Sek Nin Chung (鍾錫年), CE reference ABH701. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-05 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-05 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2014-03-12 | 2014-05-27 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-12 | 2014-05-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2011-11-25 | 2014-03-12 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | 2011-11-25 | 2014-03-12 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2011-11-25 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2011-11-25 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |