Wing Yuen Chan
陳永源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yuen Chan (陳永源), CE reference AAB484. Currently licensed at 1 firm(s): Sorrento Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | present |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-12 | 2018-09-20 |
| Manble Securities Limited 亨寶證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-05-08 |
| Manble Securities Limited 亨寶證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-05-08 |
| Manble Securities Limited 亨寶證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Manble Securities Limited 亨寶證券有限公司 |
RO | Type 9 — Asset management | present | 2004-03-23 |