Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Alfred On Yu Tam
CE AXK336 - active, SinoPac Securities (Asia) Limited
Chi Chung Tam
CE ASG237 - active, SinoPac Securities (Asia) Limited
Kin Man Tam
CE AFC978 - active, SinoPac Securities (Asia) Limited
Simon Shui Ming Tam
CE AAA990 - active, SinoPac Securities (Asia) Limited
Yau Tak Tam
CE AAA563 - active, SinoPac Securities (Asia) Limited
Wei Ting Tien
CE BWF719 - active, SinoPac Securities (Asia) Limited
Chung Man Ting
CE AJH459 - active, SinoPac Securities (Asia) Limited
Ka Hei Tong
CE BWF616 - active, SinoPac Securities (Asia) Limited
Steven Ka Fai Tong
CE AGB888 - active, SinoPac Securities (Asia) Limited
Kwok Choi Tong
CE AAE165 - active, SinoPac Securities (Asia) Limited
Kwong Yat Tsang
CE AAG674 - active, SinoPac Securities (Asia) Limited
Ching Yu Tse
CE ACH570 - active, SinoPac Securities (Asia) Limited
Pui Ki Tse
CE BQD006 - active, SinoPac Securities (Asia) Limited
Lai Fong Tsui
CE AUZ895 - active, SinoPac Securities (Asia) Limited
Sau Lai Tang
CE ANF069 - active, SinoPac Securities (Asia) Limited
Pak Hung Wai
CE ACB856 - active, SinoPac Securities (Asia) Limited
Shuk Chun Wai
CE AGJ187 - active, SinoPac Securities (Asia) Limited
Bi-Sui Wang
CE ALY690 - active, SinoPac Securities (Asia) Limited
Eson Wang
CE APB798 - active, SinoPac Securities (Asia) Limited
I Hui Wang
CE AHR078 - active, SinoPac Securities (Asia) Limited
Ti-Hung Wang
CE BXQ606 - active, SinoPac Securities (Asia) Limited
Yen-Ping Wang
CE BVQ107 - active, SinoPac Securities (Asia) Limited
Jung-Jo Weng
CE AWW248 - active, SinoPac Securities (Asia) Limited
Cathy Wong
CE AOX829 - ceased
Chau Ping Wong
CE AIU218 - active, SinoPac Securities (Asia) Limited
Chi Yik Wong
CE AGC171 - active, SinoPac Securities (Asia) Limited
Hung Mei Wong
CE ACL530 - active, SinoPac Securities (Asia) Limited
Ka Fai (SFC:BPO793) Wong
CE BPO793 - active, SinoPac Securities (Asia) Limited
Lok Yin Wong
CE BPJ851 - active, SinoPac Securities (Asia) Limited
Miu Har Wong
CE AGC870 - active, SinoPac Securities (Asia) Limited
Wing Fai Wong
CE ABG352 - active, SinoPac Securities (Asia) Limited
Yau Wing Wong
CE AXC090 - active, SinoPac Securities (Asia) Limited
Yui Wong
CE AEO114 - active, SinoPac Securities (Asia) Limited
Grace Yuk Ching Wong
CE ACV188 - active, SinoPac Securities (Asia) Limited
Hsin-I Wu
CE ARE466 - active, SinoPac Securities (Asia) Limited
Peter Wu
CE AEM112 - active, SinoPac Securities (Asia) Limited
San Chi Wu
CE AEH933 - active, SinoPac Securities (Asia) Limited
Ya-Ni Wu
CE BXN548 - active, SinoPac Securities (Asia) Limited
Cailiang Xie
CE BXS193 - active, SinoPac Securities (Asia) Limited
Kaibin Xue
CE BXQ488 - active, SinoPac Securities (Asia) Limited
Jian (SFC:BBH683) Yang
CE BBH683 - active, SinoPac Securities (Asia) Limited
Yu-Chin Yang
CE ALT755 - active, SinoPac Securities (Asia) Limited
Chi Chiu Yim
CE ABH496 - active, SinoPac Securities (Asia) Limited
Chi Wing (SFC:ACJ701) Yip
CE ACJ701 - active, SinoPac Securities (Asia) Limited
Cindy Lin Oi Yiu
CE AAB292 - active, SinoPac Securities (Asia) Limited
Wai Hong Yiu
CE AGE546 - active, SinoPac Securities (Asia) Limited
Tang Chun Yuan
CE BRW504 - active, SinoPac Securities (Asia) Limited
Pui Kai Yuen
CE AEI387 - active, SinoPac Securities (Asia) Limited
Sing Choi Yuen
CE ACC529 - active, SinoPac Securities (Asia) Limited
Yiyun Zhang
CE BLI903 - active, SinoPac Securities (Asia) Limited
Ka Yui Ho
CE BIW340 - active, Sinocon Capital International Limited
Chung Wong
CE ADQ116 - active, Sinocon Securities International Limited
Haiyan (SFC:BXE068) Yang
CE BXE068 - active, Sinocon Capital International Limited
Ting (SFC:BAA343) Liang
CE BAA343 - active, Sinocon Capital International Limited
Chi Kin Cheng
CE AZL565 - active, Sinofides Securities Limited
Yeung Tim Tang
CE BLT162 - active, Sinofides Securities Limited
Pui Yung Jessica Soong
CE BSG588 - active, Sinohope Asset Management (Hong Kong) Limited
Yahua Zhu
CE BGN043 - active, Sinohope Asset Management (Hong Kong) Limited
Jieying Chen
CE BXF579 - active, Sinohope Asset Management (Hong Kong) Limited
Yee Wan Chiu
CE AOZ097 - active, Sinohope Asset Management (Hong Kong) Limited
Xinyi Liao
CE BXJ859 - active, Sinohope Asset Management (Hong Kong) Limited
Xinghua Luo
CE BLE053 - active, Sinohope Asset Management (Hong Kong) Limited
Wang Pan
CE BUS504 - active, Sinohope Asset Management (Hong Kong) Limited
Boyuan Wang
CE BXP947 - active, Sinohope Asset Management (Hong Kong) Limited
Siyu (SFC:BXE022) Wang
CE BXE022 - active, Sinohope Asset Management (Hong Kong) Limited
Jianhua Xiang
CE BXH571 - active, Sinohope Asset Management (Hong Kong) Limited
Tung Hsiung Chen
CE ANN524 - active, Sinolink Securities (Hong Kong) Company Limited
Wei (SFC:ARU545) Chen
CE ARU545 - active, Sinolink Securities (Hong Kong) Company Limited
Raymond Kai Man Cheng
CE AHC103 - active, Sinolink Securities (Hong Kong) Company Limited
Pang To Cheung
CE AAB525 - active, Sinolink Securities (Hong Kong) Company Limited
Ruilong Huang
CE BRK700 - active, Sinolink Securities (Hong Kong) Company Limited
Eric Sin Hong Leung
CE ABY003 - active, Sinolink Securities (Hong Kong) Company Limited
Yi (SFC:AQR105) Lu
CE AQR105 - active, Sinolink Securities (Hong Kong) Company Limited
Yue (SFC:APK242) Shen
CE APK242 - active, Sinolink Securities (Hong Kong) Company Limited
Mengqian Sun
CE BFJ288 - active, Sinolink Securities (Hong Kong) Company Limited
Jun (SFC:BHD621) Tan
CE BHD621 - active, Sinolink Securities (Hong Kong) Company Limited
Sichen Tan
CE BVC051 - active, Sinolink Securities (Hong Kong) Company Limited
Yim Tong
CE AHM284 - active, Sinolink Securities (Hong Kong) Company Limited
Kit (SFC:AFV257) Wong
CE AFV257 - active, Sinolink Securities (Hong Kong) Company Limited
Sofia Dongyuan Xiao
CE BEV350 - active, Sinolink Securities (Hong Kong) Company Limited
Fengfeng Xie
CE BVD840 - active, Sinolink Securities (Hong Kong) Company Limited
Sichun Xing
CE BVD842 - active, Sinolink Securities (Hong Kong) Company Limited
Jing (SFC:BGX097) Zhang
CE BGX097 - active, Sinolink Securities (Hong Kong) Company Limited
Weinan Cai
CE BWO224 - active, Sinolink Securities (Hong Kong) Company Limited
Cheong Yee Chan
CE AAB394 - active, Sinolink Securities (Hong Kong) Company Limited
Man Kit (SFC:AGU658) Chan
CE AGU658 - active, Sinolink Securities (Hong Kong) Company Limited
Yee Tong Margaret Chan
CE ABN664 - active, Sinolink Securities (Hong Kong) Company Limited
Pik Hung Chang
CE AED412 - active, Sinolink Securities (Hong Kong) Company Limited
Hailing Chen
CE BVL526 - active, Sinolink Securities (Hong Kong) Company Limited
Hei Yu Lea Chen
CE BWL817 - active, Sinolink Securities (Hong Kong) Company Limited
Jian Chen
CE BVN471 - active, Sinolink Securities (Hong Kong) Company Limited
Liangxu Chen
CE BWJ704 - active, Sinolink Securities (Hong Kong) Company Limited
Mingyu Chen
CE BVW450 - active, Sinolink Securities (Hong Kong) Company Limited
Qi (SFC:BVS254) Chen
CE BVS254 - active, Sinolink Securities (Hong Kong) Company Limited
Ting Chen
CE BNI312 - active, Sinolink Securities (Hong Kong) Company Limited
Ximeng Cheng
CE BWL959 - active, Sinolink Securities (Hong Kong) Company Limited
Yilei Cheng
CE BWH304 - active, Sinolink Securities (Hong Kong) Company Limited
Ka Chun Ching
CE AQD389 - active, Sinolink Securities (Hong Kong) Company Limited
Kin On Ching
CE ABD369 - active, Sinolink Securities (Hong Kong) Company Limited
Robert Chi Hung Chiu
CE ABT752 - active, Sinolink Securities (Hong Kong) Company Limited
Lisa Siu Fun Chow
CE AAD016 - active, Sinolink Securities (Hong Kong) Company Limited
Renzhi Dai
CE BXF348 - active, Sinolink Securities (Hong Kong) Company Limited
Xiaolu Deng
CE BXI351 - active, Sinolink Securities (Hong Kong) Company Limited
Jingjing Feng
CE BVS252 - active, Sinolink Securities (Hong Kong) Company Limited
Tanhuan Gan
CE BRD477 - active, Sinolink Securities (Hong Kong) Company Limited
Fei (SFC:BXE434) Guo
CE BXE434 - active, Sinolink Securities (Hong Kong) Company Limited
Shengyu Guo
CE BXE826 - active, Sinolink Securities (Hong Kong) Company Limited
Yutao Guo
CE BOP021 - active, Sinolink Securities (Hong Kong) Company Limited
Guangfeng He
CE BWW146 - active, Sinolink Securities (Hong Kong) Company Limited
Jia Huan Jennifer Ho
CE BRP323 - active, Sinolink Securities (Hong Kong) Company Limited
Yuk Kuen Ho
CE ABU329 - active, Sinolink Securities (Hong Kong) Company Limited
Junming Hu
CE BXI844 - active, Sinolink Securities (Hong Kong) Company Limited
Yang (SFC:BWQ805) Hu
CE BWQ805 - active, Sinolink Securities (Hong Kong) Company Limited
Kai (SFC:BWO897) Huang
CE BWO897 - active, Sinolink Securities (Hong Kong) Company Limited
Liwen Huang
CE BXB190 - active, Sinolink Securities (Hong Kong) Company Limited
Ye Ji
CE BWL935 - active, Sinolink Securities (Hong Kong) Company Limited
Wei Jin
CE BVL578 - active, Sinolink Securities (Hong Kong) Company Limited
Kai Kit Keung
CE AVX825 - active, Sinolink Securities (Hong Kong) Company Limited
Kwok Cheong Lam
CE ADI548 - active, Sinolink Securities (Hong Kong) Company Limited
Pak Fung Lam
CE BFT006 - active, Sinolink Securities (Hong Kong) Company Limited
Xuming Lao
CE BVQ515 - active, Sinolink Securities (Hong Kong) Company Limited
Man Ying Law
CE BNR513 - active, Sinolink Securities (Hong Kong) Company Limited
Wai Ming Lee
CE AER883 - active, Sinolink Securities (Hong Kong) Company Limited
Wai Chi Leung
CE BWB472 - active, Sinolink Securities (Hong Kong) Company Limited
Guohui Li
CE BTX654 - active, Sinolink Securities (Hong Kong) Company Limited
Wai Ming Li
CE AJE758 - active, Sinolink Securities (Hong Kong) Company Limited
Yingying (SFC:BWR981) Li
CE BWR981 - active, Sinolink Securities (Hong Kong) Company Limited
Yuk Wa Li
CE AUJ264 - active, Sinolink Securities (Hong Kong) Company Limited
Haifeng Lin
CE BWW133 - active, Sinolink Securities (Hong Kong) Company Limited
Minyi Lin
CE BWO223 - active, Sinolink Securities (Hong Kong) Company Limited
Ping Liu
CE BXE825 - active, Sinolink Securities (Hong Kong) Company Limited
Xiaomin Liu
CE BVQ535 - active, Sinolink Securities (Hong Kong) Company Limited
Wuyi Lu
CE BWO996 - active, Sinolink Securities (Hong Kong) Company Limited
Yunke Luo
CE BWL954 - active, Sinolink Securities (Hong Kong) Company Limited
Congwei Lyu
CE BXE920 - active, Sinolink Securities (Hong Kong) Company Limited
Yuemin Ma
CE BXE439 - active, Sinolink Securities (Hong Kong) Company Limited
Zaipeng Man
CE BXF482 - active, Sinolink Securities (Hong Kong) Company Limited
Zihan Qiao
CE BXE925 - active, Sinolink Securities (Hong Kong) Company Limited
Xiaoyu Ran
CE BWC448 - active, Sinolink Securities (Hong Kong) Company Limited
Danpeng Shen
CE BXF384 - active, Sinolink Securities (Hong Kong) Company Limited
Guihong Shi
CE AKP623 - active, Sinolink Securities (Hong Kong) Company Limited
Aiguo Sun
CE BWW145 - active, Sinolink Securities (Hong Kong) Company Limited
Chengyu Sun
CE BWP101 - active, Sinolink Securities (Hong Kong) Company Limited
Chunxu Sun
CE BWR099 - active, Sinolink Securities (Hong Kong) Company Limited
Kaiqi Sun
CE BXP848 - active, Sinolink Securities (Hong Kong) Company Limited
Miao (SFC:BWL976) Sun
CE BWL976 - active, Sinolink Securities (Hong Kong) Company Limited
Yuxin Tian
CE BVD424 - active, Sinolink Securities (Hong Kong) Company Limited
Lap Hung Tsang
CE AXF097 - active, Sinolink Securities (Hong Kong) Company Limited
Jiaojie Wang
CE BWX481 - active, Sinolink Securities (Hong Kong) Company Limited
Shijian Wang
CE BXE521 - active, Sinolink Securities (Hong Kong) Company Limited
Siyan Wang
CE BOE433 - active, Sinolink Securities (Hong Kong) Company Limited
Xuelin Wang
CE BWR633 - active, Sinolink Securities (Hong Kong) Company Limited
Xuguang Wang
CE BWK900 - active, Sinolink Securities (Hong Kong) Company Limited
Xuzhou Wang
CE BBT850 - active, Sinolink Securities (Hong Kong) Company Limited
Chun Ki (SFC:AAK628) Wong
CE AAK628 - active, Sinolink Securities (Hong Kong) Company Limited
Guotai Wu
CE BTP581 - active, Sinolink Securities (Hong Kong) Company Limited
Yuwei Wu
CE BWK401 - active, Sinolink Securities (Hong Kong) Company Limited
Shijie Xia
CE BVC050 - active, Sinolink Securities (Hong Kong) Company Limited
Ming (SFC:BWV598) Xie
CE BWV598 - active, Sinolink Securities (Hong Kong) Company Limited
Lin (SFC:BVS253) Xu
CE BVS253 - active, Sinolink Securities (Hong Kong) Company Limited
Weidong Xu
CE BXE144 - active, Sinolink Securities (Hong Kong) Company Limited
Qiang Yan
CE BXI638 - active, Sinolink Securities (Hong Kong) Company Limited
Ming Yang
CE BXE417 - active, Sinolink Securities (Hong Kong) Company Limited
Ruoqi Yang
CE BFK653 - active, Sinolink Securities (Hong Kong) Company Limited
Xin (SFC:BWO225) Yang
CE BWO225 - active, Sinolink Securities (Hong Kong) Company Limited
Xiaochen Yin
CE BVW452 - active, Sinolink Securities (Hong Kong) Company Limited
Jing (SFC:BMY383) Zhang
CE BMY383 - active, Sinolink Securities (Hong Kong) Company Limited
Jing (SFC:BWB924) Zhang
CE BWB924 - active, Sinolink Securities (Hong Kong) Company Limited
Qi (SFC:BVT089) Zhang
CE BVT089 - active, Sinolink Securities (Hong Kong) Company Limited
Sijia (SFC:BWK267) Zhang
CE BWK267 - active, Sinolink Securities (Hong Kong) Company Limited
Yuzhong Zhang
CE BVW451 - active, Sinolink Securities (Hong Kong) Company Limited
Yihao Zhang
CE BXB191 - active, Sinolink Securities (Hong Kong) Company Limited
Zhenzhen Zhang
CE BWY541 - active, Sinolink Securities (Hong Kong) Company Limited
Hui (SFC:BWQ681) Zhao
CE BWQ681 - active, Sinolink Securities (Hong Kong) Company Limited
Haichun Zhao
CE BXQ424 - active, Sinolink Securities (Hong Kong) Company Limited
Pan Zhao
CE BXE475 - active, Sinolink Securities (Hong Kong) Company Limited
Peibing Zhao
CE BXI517 - active, Sinolink Securities (Hong Kong) Company Limited
Shang Zhao
CE BIV189 - active, Sinolink Securities (Hong Kong) Company Limited
Zhongping Zhao
CE BND271 - active, Sinolink Securities (Hong Kong) Company Limited
Yuankai Zheng
CE BXE124 - active, Sinolink Securities (Hong Kong) Company Limited
Ke Zhong
CE BOA861 - active, Sinolink Securities (Hong Kong) Company Limited
Qian (SFC:BWI374) Zhou
CE BWI374 - active, Sinolink Securities (Hong Kong) Company Limited
Xiangyu Zhou
CE BXA524 - active, Sinolink Securities (Hong Kong) Company Limited
Yimeng Zhu
CE BWC323 - active, Sinolink Securities (Hong Kong) Company Limited
Yanqian Zhu
CE BVS879 - active, Sinolink Securities (Hong Kong) Company Limited
Kin Sun Chau
CE AQP754 - active, Sinomax Securities Limited
Suen Kit Lam
CE AIL177 - active, Sinomax Securities Limited
Sik Chiu Ng
CE AXV108 - active, Sinomax Securities Limited
Man Chiu Sy
CE ALD653 - active, Sinomax Securities Limited
Chi Ho Tse
CE APB691 - active, Sinomax Securities Limited
Yuk Chun Chan
CE AAK166 - active, Sinomax Securities Limited
Yuk Kwan Choy
CE AGJ644 - active, Sinomax Securities Limited
Mandy Lai Wa Lau
CE AAD897 - active, Sinomax Securities Limited
Yiu Chung Lee
CE AAH579 - active, Sinomax Securities Limited
Cheuk Man Mak
CE BKB778 - active, Sinomax Securities Limited
Tsz Huen Ng
CE BMW911 - active, Sinomax Securities Limited
Hung Kong Pak
CE AFW554 - active, Sinomax Securities Limited
Suk Ling Sze
CE ABM454 - active, Sinomax Securities Limited
Kaixian Xu
CE BRF006 - active, Sinomax Securities Limited
Weixi Zhou
CE AXV577 - active, Sinomax Securities Limited
Leung Chi Chow
CE BFY425 - active, Sinostar Asset Management Limited
Paul Pou Hing Li
CE ACP182 - active, Sinostar Asset Management Limited
Chun Lung Terence Ho
CE ABM173 - active, Sky Wealth Asset Management Company Limited
Tak Wah Yeung
CE ATR495 - active, Sky Wealth Asset Management Company Limited
Henry Hon Sui Lee
CE BPX363 - active, Sky Wealth Asset Management Company Limited
Ka Yiu Tam
CE BHO166 - active, Sky Wealth Asset Management Company Limited
Darwin Ho Wan Wong
CE BNU520 - active, Sky Wealth Asset Management Company Limited
Meixian Jiang
CE BWN735 - active, Smart Grandly Asset Management Limited
Guangming Ma
CE BVX083 - active, Smart Grandly Asset Management Limited
Tiantian (SFC:BPN133) Zhang
CE BPN133 - active, Smart Grandly Asset Management Limited
Lan Fong Choi
CE AAI809 - active, SoFi Securities (Hong Kong) Limited
Man Kin Fong
CE APF454 - active, SoFi Securities (Hong Kong) Limited
Chun Hoi Lee
CE AJD777 - active, SoFi Securities (Hong Kong) Limited
Tsz Hin Cho
CE BVU861 - active, SoFi Securities (Hong Kong) Limited
Shaoyang Fang
CE BUL862 - active, SoFi Securities (Hong Kong) Limited
Lawerance Lap Wai Ko
CE ACL025 - active, SoFi Securities (Hong Kong) Limited
Kenneth Kin Sang Lee
CE BNU154 - active, SoFi Securities (Hong Kong) Limited
Shing Him Ngan
CE BMW898 - active, SoFi Securities (Hong Kong) Limited
Tiffany Chung Hei Yau
CE BNL466 - active, SoFi Securities (Hong Kong) Limited
Ming Yan Yeung
CE BRB338 - active, SoFi Securities (Hong Kong) Limited
Johnny Kok Chung Chan
CE ADH521 - active, Softech Investment Management Company Limited
Robert John Richard Owen
CE ABQ936 - active, Softech Investment Management Company Limited
Shigenori Takahashi
CE AQZ962 - active, Softech Investment Management Company Limited
Yi Chen Wu
CE BIN766 - active, Softech Investment Management Company Limited
Andrew Chee On Pang
CE BGR455 - active, Soliton Capital Management Limited
Kim Fai Chan
CE ACZ550 - active, Solo Securities Limited
Vincent Kim Ming Chan
CE ABI373 - active, Solo Securities Limited
Bowen Fei
CE BSZ726 - active, Solo Securities Limited
Kai Tik Lam
CE BQQ109 - active, Solo Asset Management Limited
Kin Ming Lau
CE BVS926 - active, MicroBit Capital Management Limited
Allan Shaw
CE AGI956 - active, Solo Futures Limited
Chi Hang Tang
CE ADA271 - active, Solo Securities Limited
Huajie Zeng
CE BWL743 - active, Solo Securities Limited
Chun Pong Nip
CE AIG199 - active, Solo Securities Limited
Tze Bun Cheng
CE AZC905 - ceased
Wing Cheong Tao
CE AUU990 - ceased
Pong Ming Ting
CE AIG767 - active, Solomon JFZ (Asia) Holdings Limited
Haokang Zhu
CE BFU118 - active, Solomon JFZ (Asia) Holdings Limited
Annabel Cecile Brink
CE BWW902 - active, Solomon JFZ (Asia) Holdings Limited
Wang Kin Chan
CE ATX638 - active, Solomon JFZ (Asia) Holdings Limited
Man Yi Chong
CE BOR922 - active, Solomon JFZ (Asia) Holdings Limited
Yi (SFC:BKZ654) He
CE BKZ654 - active, Solomon JFZ (Asia) Holdings Limited
Chun Yin Lau
CE BSQ158 - ceased
Hing Chuen Li
CE BHB673 - active, Solomon JFZ (Asia) Holdings Limited
Jinwei Lyu
CE BVT072 - active, GTN Hong Kong Financial Services Limited
Diana Port
CE BVM515 - active, Solomon JFZ (Asia) Holdings Limited
Yisha Shi
CE BXH072 - active, Solomon JFZ (Asia) Holdings Limited
Zihan Yang
CE BXB398 - active, Solomon JFZ (Asia) Holdings Limited
Ming Ming Yeh
CE BGA349 - active, Solomon JFZ (Asia) Holdings Limited
Huixian Yong
CE BTB180 - active, Solomon JFZ (Asia) Holdings Limited