Jenny Lim Ng Leung
梁念吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Lim Ng Leung (梁念吾), CE reference ABT386. Currently licensed at 1 firm(s): Somerley Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-27 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-04-12 | 2014-06-03 |
| Goldin Financial Limited 高銀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-01 | 2010-02-26 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-26 | 2008-03-17 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-21 | 2006-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |