Dao Gyng Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dao Gyng Tan (陳道烱), a licensed Responsible Officer with CE reference APH716. Currently licensed at 1 firm(s): State Fortune Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-19 | present |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 9 - Asset management | 2025-12-19 | present |
| Yuen Shing Capital Limited 元盛資本有限公司 |
RO | Type 4 - Advising on securities | 2023-07-25 | 2025-08-20 |
| Yuen Shing Capital Limited 元盛資本有限公司 |
RO | Type 9 - Asset management | 2022-04-13 | 2025-08-20 |
| Hong Kong and Shanghai Investment Corporation Limited 牛頓金融諮詢有限公司 |
RO | Type 9 - Asset management | 2020-06-11 | 2022-04-04 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-13 | 2019-09-30 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-13 | 2019-09-30 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 - Asset management | 2017-07-13 | 2019-09-30 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-18 | 2016-05-09 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-09-18 | 2016-05-09 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 - Asset management | 2014-09-18 | 2016-05-09 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-13 | 2014-09-18 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-13 | 2014-09-18 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-13 | 2014-09-18 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-25 | 2011-03-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-22 | 2011-03-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2010-01-22 | 2011-03-08 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-12 | 2009-10-28 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-08-12 | 2009-10-28 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-07-27 | 2009-08-01 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-07-27 | 2009-08-01 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2007-07-27 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dao Gyng Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.