Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Lawrence Yun Bun Kong
CE AXE029 - active, Prudential Brokerage Limited
Wai Keung Kwan
CE AAF541 - active, Prudential Brokerage Limited
Wai Shing Kwan
CE AAN687 - active, Prudential Brokerage Limited
Wing Fai Kwan
CE AAA597 - active, Prudential Brokerage Limited
Angela Wai Yee Kwok
CE ACM703 - active, Prudential Brokerage Limited
Chi Kin Kwok
CE ABT717 - active, Prudential Brokerage Limited
Sin Yee Florence Kwong
CE BMP307 - active, Prudential Index Trading Company Limited
Siemen Kam Nam Lai
CE AAD716 - active, Prudential Brokerage Limited
Mei Shan Lai
CE AEL752 - active, Prudential Brokerage Limited
Wai Ming Lai
CE AUP361 - active, Prudential Index Trading Company Limited
Ho Wah Lam
CE ACP893 - active, Prudential Brokerage Limited
Hok Kweng Lam
CE ADH997 - active, Prudential Brokerage Limited
Ka Lai Lam
CE ASL106 - active, Prudential Brokerage Limited
Kong Wah (SFC:ACM768) Lam
CE ACM768 - active, Prudential Brokerage Limited
Ngah Yee Lam
CE ABT163 - active, Prudential Brokerage Limited
Pak Ming Lam
CE AFT860 - active, Prudential Index Trading Company Limited
Sze Man Lam
CE AXT415 - active, Prudential Brokerage Limited
Yan Wing Lam
CE AEN555 - active, Prudential Index Trading Company Limited
Jeffrey Hoi Yue Lau
CE AOT665 - active, Prudential Brokerage Limited
Hon Yiu Lau
CE AAD040 - active, Prudential Brokerage Limited
Kwok Ming Lau
CE ABA828 - active, Prudential Brokerage Limited
Po Wan Lau
CE ADT216 - active, Prudential Brokerage Limited
Tak Yan (SFC:AGI993) Lau
CE AGI993 - active, Prudential Brokerage Limited
Chau Lam Lee
CE AGF178 - active, Prudential Brokerage Limited
Bernita Po Ling Lee
CE ABI107 - active, Prudential Brokerage Limited
Po Wing Lee
CE AAC494 - active, Prudential Brokerage Limited
Wing Kai Lee
CE AHD883 - active, Prudential Brokerage Limited
Wai Ip Leong
CE AFV784 - active, Prudential Brokerage Limited
Siu Ling Leung
CE ABG009 - active, Prudential Brokerage Limited
Sze Cheung Leung
CE AFT403 - active, Prudential Brokerage Limited
Kit Man Li
CE AFW009 - active, Prudential Brokerage Limited
Man Chong Li
CE AQM639 - active, Prudential Brokerage Limited
Siu Kwai Li
CE ALO444 - active, Prudential Brokerage Limited
Wai Lan Li
CE ADX743 - active, Prudential Brokerage Limited
Doreen Oi Han Lin
CE ACB299 - active, Prudential Index Trading Company Limited
Yuk Ying Ling
CE ABD405 - active, Prudential Brokerage Limited
Arthur Man Kwong Lui
CE AGA182 - active, Prudential Brokerage Limited
Tin Nang Lui
CE AFN679 - active, Prudential Index Trading Company Limited
Mun Tak Luk
CE BNS686 - active, Prudential Brokerage Limited
Edic Chung Yeung Mang
CE AGH172 - active, Prudential Brokerage Limited
Kwok Yi Mok
CE BBN036 - active, Prudential Brokerage Limited
Chi Keung (SFC:AWH341) Ng
CE AWH341 - active, Prudential Brokerage Limited
Chiu Yuk Ng
CE APV140 - active, Prudential Brokerage Limited
Mei Lan Ng
CE AKX914 - active, Prudential Brokerage Limited
Chi Kwan Or
CE AVA232 - active, Prudential Index Trading Company Limited
Bonnie Kit Yee Pang
CE AYJ710 - active, Prudential Brokerage Limited
Chi Hung Poon
CE AVH596 - active, Prudential Brokerage Limited
Lisa Lai Wah Poon
CE ACL531 - active, Prudential Brokerage Limited
Wing Poon
CE BQS343 - active, Prudential Brokerage Limited
Yin Sheung Sham
CE ACR931 - active, Prudential Brokerage Limited
Yau Wah Shiu
CE AFP821 - active, Prudential Brokerage Limited
Joanna Ka Loy Si
CE AAK578 - active, Prudential Brokerage Limited
Chung Wai Sin
CE ADH205 - active, Prudential Brokerage Limited
Koon On So
CE AUR647 - active, Prudential Brokerage Limited
Kit Chun Tam
CE ABG141 - active, Prudential Brokerage Limited
Shiu Hon Tam
CE AAB273 - active, Prudential Brokerage Limited
Hon Fai (SFC:ALQ616) Tang
CE ALQ616 - active, Prudential Brokerage Limited
Man Lam Tang
CE AXB290 - active, Prudential Index Trading Company Limited
So Chun To
CE AAC328 - active, Prudential Brokerage Limited
Mei Yue Tse
CE ALC614 - active, Prudential Brokerage Limited
Chuen Wai
CE AQI538 - active, Prudential Brokerage Limited
Siu Fan Wan
CE ABT627 - active, Prudential Brokerage Limited
Shihui Wen
CE BUG059 - active, Prudential Brokerage Limited
Kam Wing (SFC:AKX151) Wong
CE AKX151 - active, Prudential Brokerage Limited
Man Chung (SFC:AQM638) Wong
CE AQM638 - active, Prudential Index Trading Company Limited
James Ming Chau Wong
CE ACL240 - active, Prudential Brokerage Limited
Pou Lan Wong
CE AAE239 - active, Prudential Brokerage Limited
Stanley Se Tang Wong
CE ARE117 - active, Prudential Brokerage Limited
Yin Ha Wong
CE AMI467 - active, Prudential Index Trading Company Limited
Wendy Wai Kwan Woo
CE AFX024 - active, Prudential Brokerage Limited
Mei Wah Yau
CE APF968 - active, Prudential Brokerage Limited
Sui Ha Yau
CE ADG150 - active, Prudential Brokerage Limited
Wai Luen Yeung
CE AZR515 - active, Prudential Brokerage Limited
Wilson King Kam Yim
CE AEE748 - active, Prudential Index Trading Company Limited
Kin Sun Yip
CE AAJ039 - active, Prudential Brokerage Limited
Chuen Man Yu
CE AFU446 - active, Prudential Brokerage Limited
Siu Yin Au-Yeung
CE AVC068 - active, Prudential Index Trading Company Limited
Miu Sheung Lau
CE BBE992 - active, Prudential Index Trading Company Limited
Sheung Kan Lui
CE AGC985 - active, Prudential Index Trading Company Limited
Yu (SFC:APZ458) Wang
CE APZ458 - active, Pryme Capital Limited
Junyong Zhang
CE ALL467 - active, Pryme Capital Limited
Man Ho Mo
CE BXE989 - active, Pryme Capital Limited
Hin Sing Cheung
CE ARP125 - active, Public Financial Securities Limited
Wang To Marcus Li
CE AVG376 - active, Public Financial Securities Limited
Pui Sing Or
CE AIQ685 - active, Public Financial Securities Limited
Cham Yu Lau
CE BLF585 - active, Public Financial Securities Limited
Ho Sun Tsang
CE AVQ202 - active, Public Financial Securities Limited
Chi Wai (SFC:AGS184) Wong
CE AGS184 - active, Public Financial Securities Limited
Cho Kit Wong
CE ABI730 - active, Public Financial Securities Limited
Alice Fuk Yuk Yau
CE APF540 - active, Public Financial Securities Limited
Michael Cho Wing Lee
CE AFI576 - active, Pulsar Capital Limited
Yui Wah Wong
CE AJG600 - active, Quam Capital Limited
Winnie Wing Man Yau
CE ADO404 - active, Pulsar Capital Limited
Yee Chung Cheang
CE AHV027 - active, Pulsar Capital Limited
Qian (SFC:BWB655) Zhang
CE BWB655 - active, Pulsar Capital Limited
George Kwok Tim Hui
CE AKV066 - active, Pulun International Securities Limited
Wing Hang Wong
CE BDW769 - active, Pulun International Asset Management Limited
Xiaomeng Quan
CE BUV135 - active, Pulun International Securities Limited
Chang Dong
CE AXN155 - active, Pulun International Capital Limited
Raymond Chiu San Kong
CE AAH157 - active, Pulun International Capital Limited
Felix Kam Chuen Leung
CE AEZ036 - active, Pulun International Securities Limited
Yunya Yan
CE BXB793 - active, Pulun International Securities Limited
Jianming Li
CE BNI683 - active, Pureheart Capital Asia Limited
Chin Yiu
CE ABT537 - active, Pureheart Capital Asia Limited
Yue (SFC:BUW293) Chen
CE BUW293 - active, Pureheart Capital Asia Limited
Hongjing Fang
CE BNU751 - active, Pureheart Capital Asia Limited
Meichun Hong
CE BPA300 - active, Pureheart Capital Asia Limited
Shuangfei Wang
CE BPA306 - active, Pureheart Capital Asia Limited
Jiangfeng Wu
CE BOS922 - active, Pureheart Capital Asia Limited
Xueer Zou
CE BVG922 - ceased
Yat Chiu Chan
CE AXI775 - ceased
Simon Martin Parfitt
CE BGY807 - active, Pyrmont Wealth Management Limited
Donald Hintin Soo
CE AZG335 - active, Pyrmont Wealth Management Limited
Andrew John Bone
CE BLN439 - active, Pyrmont Wealth Management Limited
David Anthony Budden
CE BMZ571 - active, Pyrmont Wealth Management Limited
Matthew Dylan de Souza
CE BFA918 - active, Pyrmont Wealth Management Limited
Samuel Harley
CE BPW536 - active, Pyrmont Wealth Management Limited
Matthew Alexander Hudson
CE BXE259 - active, Pyrmont Wealth Management Limited
Takeru Miyawaki
CE BOT739 - active, Pyrmont Wealth Management Limited
Alan Kenneth Moore
CE BLO463 - active, Pyrmont Wealth Management Limited
Thomas Neil Rogerson
CE BLN469 - active, Pyrmont Wealth Management Limited
Matthew Skeggs
CE BFI707 - active, Pyrmont Wealth Management Limited
Thomas James Stanley
CE BQG467 - active, Pyrmont Wealth Management Limited
Alastair George Wyatt Valpy
CE BRY661 - active, Pyrmont Wealth Management Limited
Amber Lilly Veronique
CE BRA185 - active, Pyrmont Wealth Management Limited
Xuxiao Jiang
CE ATI407 - active, Q Fund Management (Hong Kong) Limited
Jianwen Liang
CE ATW865 - active, Q Fund Management (Hong Kong) Limited
Feng Qian
CE AMW975 - active, Q Fund Management (Hong Kong) Limited
Ouya Hu
CE BGX256 - active, Q Fund Management (Hong Kong) Limited
Corrian Yang Sheng
CE BJB244 - active, Q Fund Management (Hong Kong) Limited
Jian Yao Zhang
CE BVC130 - active, Q Fund Management (Hong Kong) Limited
Xiao Zhao
CE AJC187 - active, Q Fund Management (Hong Kong) Limited
Bin Zhong
CE BCW456 - active, Q Fund Management (Hong Kong) Limited
Mengyao Zhuang
CE BRE676 - active, Q Fund Management (Hong Kong) Limited
Chun Tung Leung
CE APR857 - active, QFIN HK Limited
Jin Wei Ruan
CE BWT411 - active, QFIN HK Limited
Qian (SFC:BEB239) Shi
CE BEB239 - active, QFIN HK Limited
Geoffrey Ka Wai Tong
CE AXG146 - active, QMIS Securities Limited
Chi Bun Tang
CE BNH654 - active, QMIS Securities Limited
Matthew Newman William Gray
CE ASO318 - active, Qantex Capital Markets Limited
Simon Francis Gray
CE AOB669 - active, Qantex Capital Markets Limited
Kam Man Shiu
CE AGW055 - active, Qantex Capital Markets Limited
Carmen Yin Man Shiu
CE AMK135 - active, Qantex Capital Markets Limited
Ching Ngai
CE AZJ693 - active, Qiao Group Limited
Yanyan Zhou
CE BGK776 - active, Qiao Group Limited
Kenneth Siegfried Kin-Ho Lee
CE BRJ492 - ceased
Junxiao Lu
CE BUB263 - active, Qiaocheng (Asia) Asset Management Company Limited
Yuwei (SFC:BTI862) Zhang
CE BTI862 - ceased
Sau Yi Wan
CE BKL830 - ceased
Wenhui Fang
CE BNN921 - active, Qogir (Hong Kong) Limited
Xiaohan (SFC:BLI045) Li
CE BLI045 - active, Qogir (Hong Kong) Limited
Stephanie Sit
CE BRW419 - active, Qogir (Hong Kong) Limited
Kenneth Kin Hing Lam
CE ABV605 - active, Quam Asset Management Limited
Mark Richard Perrin
CE BLF186 - active, Quam Asset Management Limited
Sei Kit Tang
CE AFG881 - active, Quam Asset Management Limited
Chi Kwan Yan
CE AGL147 - active, Quam Asset Management Limited
Maria Pui Cheung
CE APF787 - active, Quam Capital Limited
Juan Du
CE BNT212 - active, Quam Asset Management Limited
Ziqi Fang
CE BVZ894 - active, Quam Asset Management Limited
John Junior Lam
CE AEO683 - active, Quam Asset Management Limited
Jonathan Raymond Lee
CE BSM460 - active, Quam Asset Management Limited
Wing Lung Leung
CE BKC631 - active, Quam Asset Management Limited
Philip Chung Hein Poon
CE AIC797 - active, Quam Securities Limited
Yu Qiu
CE BWI908 - active, Quam Asset Management Limited
Ching Ching Tse
CE BVT203 - active, Quam Asset Management Limited
Carrey Wong
CE BUO553 - active, Quam Asset Management Limited
Cho Miu Wong
CE BXM382 - active, Quam Asset Management Limited
Alex Shaohong Xu
CE ARG166 - active, Quam Asset Management Limited
Yanjun Ye
CE BWI848 - active, Quam Asset Management Limited
Cheuk Kwan Yip
CE BNG570 - active, Quam Asset Management Limited
Tak Chun Timothy Yip
CE BUO951 - active, Quam Asset Management Limited
Tung Yuen Chan
CE ADO401 - active, Quam Capital Limited
Chun Yee Hung
CE AGF192 - active, Quam Capital Limited
Wai Hon Lam
CE AAN686 - active, Quam Capital Limited
Geoffrey Chak Fai Lee
CE BBI087 - active, Quam Capital Limited
Stacey Martin Wong
CE ABM370 - active, Quam Securities Limited
Henry Clement Hok Wai Yau
CE ACH182 - active, Quam Capital Limited
Chun Tung Au
CE BJE569 - active, Quam Capital Limited
Yan Wo Chung
CE BRP680 - active, Quam Capital Limited
Ka Kit Kwok
CE BHZ556 - active, Quam Capital Limited
Rong Liang
CE BOE547 - active, Quam Capital Limited
Sze Wing Ngai
CE AUX372 - active, Quam Capital Limited
Zilu Pang
CE BPC675 - ceased
Yiqi (SFC:BXQ340) Wang
CE BXQ340 - ceased
Richard David Winter
CE AAN685 - active, Quam Capital Limited
Yingjun (SFC:BXH350) Zhou
CE BXH350 - ceased
Louis Shing Ming Chan
CE AEF393 - active, Quam Securities Limited
Mang Cheung
CE AKW755 - active, Quam Securities Limited
Calvin Chun Kit Chiu
CE AFY374 - active, Quam Securities Limited
John Hui
CE AFU688 - active, Quam Securities Limited
Kwun Lau Kong
CE BAN204 - active, Quam Securities Limited
Wenjun Ruan
CE ARE186 - active, Quam Securities Limited
Tsz Mei Tang
CE BJP054 - active, Quam Securities Limited
Ching Man Yan
CE ASK571 - active, Quam Securities Limited
Pui Yee Yeung
CE AZK340 - active, Quam Securities Limited
Ching Kwan Chan
CE BXB085 - active, Quam Securities Limited
Hoi Pong Chan
CE ATW931 - active, Quam Securities Limited
Wai Lun (SFC:AQS021) Chan
CE AQS021 - active, Quam Securities Limited
Tony Wai Tong Chan
CE AFA134 - active, Quam Securities Limited
Yat Cheong Chan
CE BMW526 - active, Quam Securities Limited
Yiu Kong Chan
CE BMY707 - active, Quam Securities Limited
Yung Ho Chan
CE ABM253 - active, Quam Securities Limited
Wai Lee Chen
CE BOH824 - active, Quam Securities Limited
Kwok Wai (SFC:AUX349) Cheng
CE AUX349 - active, Quam Securities Limited
Tung Lung Cheng
CE AVT078 - active, Quam Securities Limited
Shau Hiung Chia
CE AHC468 - active, Quam Securities Limited
Lu Wa Chiang
CE BAZ962 - active, Quam Securities Limited
Wai Yin Chiu
CE APH411 - active, Quam Securities Limited
King Ho Chow
CE AAD577 - active, Quam Securities Limited
Wai Ming Chu
CE AEC814 - active, Quam Securities Limited
Tak Jim Fong
CE AQE454 - active, Quam Securities Limited
Ting Kwan Fong
CE BLP545 - ceased
Chi Ming Foo
CE ACE455 - active, Quam Securities Limited
Kammy Kam Fong Fung
CE AAW660 - active, Quam Securities Limited
Sze Long Hon
CE AEU142 - active, Quam Securities Limited
Yihai Hu
CE BDW403 - active, Quam Securities Limited
Quan Jiang
CE ASI305 - active, Quam Securities Limited
Zhengxi Jiang
CE ASL211 - active, Quam Securities Limited
Ka Yi Kwok
CE BQN921 - active, Quam Securities Limited
Chin Cheung Kwong
CE APK227 - active, Quam Securities Limited
Chun Kin Kwong
CE AQR945 - active, Quam Securities Limited
Wai Ngok Kwong
CE ABZ069 - active, Quam Securities Limited
Iu Wah Lai
CE AAY480 - active, Quam Securities Limited
Wing Nga Lai
CE BNV512 - active, Quam Securities Limited
Chun Yim Lam
CE AUO078 - active, Quam Securities Limited
Fung Chun Lam
CE ADI024 - active, Quam Securities Limited
Jing Wei Kyle Lam
CE BGL488 - active, Quam Securities Limited
Ka Chung Lau
CE BAM357 - active, Quam Securities Limited
Siu Ming (SFC:APH264) Lau
CE APH264 - active, Quam Securities Limited
Ka Chung Law
CE BRE394 - active, Quam Securities Limited
Chun Chung Lean
CE AVT075 - active, Quam Securities Limited
Shun Hang Lee
CE BGD494 - active, Quam Securities Limited
Wai Kwan Lee
CE APG477 - active, Quam Securities Limited
Larry Ching Ping Leung
CE ASF263 - active, Quam Securities Limited
Chun Pong Leung
CE ACJ216 - active, Quam Securities Limited
Hey Pak Leung
CE AME890 - active, Quam Securities Limited
Hoi Chun Leung
CE BJK269 - active, Quam Securities Limited
Hung Ying Leung
CE AUG900 - active, Quam Securities Limited
Kai Hin Leung
CE BIT839 - active, Quam Securities Limited
Shing Wai Leung
CE ABK258 - active, Quam Securities Limited
Mingliang Li
CE ATL696 - active, Quam Securities Limited
Shuang (SFC:ASM260) Li
CE ASM260 - active, Quam Securities Limited
Tak Lun Li
CE AEV017 - active, Quam Securities Limited
Zhonghai Li
CE AMS111 - active, Quam Securities Limited
Chuangang Liu
CE BXF324 - active, Quam Securities Limited
Tiejun Liu
CE ATC943 - active, Quam Securities Limited
Yao Liu
CE BHG130 - active, Quam Securities Limited
Chin Man Luk
CE BIE369 - active, Quam Securities Limited
Andy Chi Keung Mok
CE AAG211 - active, Quam Securities Limited
Wing Fung Ng
CE BGL974 - active, Quam Securities Limited