Tung Yuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Yuen Chan (陳東遠), a licensed Responsible Officer with CE reference ADO401. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-04 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-08-04 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-19 | 2020-08-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-19 | 2020-08-04 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-17 | 2020-04-20 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-15 | 2020-04-20 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-26 | 2018-07-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-22 | 2018-06-15 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-18 | 2017-12-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-07-18 | 2017-12-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-26 | 2014-07-18 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-26 | 2014-07-18 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-21 | 2014-05-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-10-19 | 2014-05-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-13 | 2011-10-19 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-11-06 | 2011-06-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-25 | 2007-11-06 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-23 | 2007-08-15 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-09-21 | 2004-11-16 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-28 | 2004-09-21 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.