Michael Cho Wing Lee
李祖榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Cho Wing Lee (李祖榮), CE reference AFI576. Currently licensed at 1 firm(s): Pulsar Capital Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-23 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-23 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-14 | 2019-05-23 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-14 | 2019-05-23 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-21 | 2019-01-25 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-21 | 2019-01-25 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-21 | 2018-05-21 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-21 | 2018-05-21 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2018-02-28 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-15 | 2018-02-28 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2017-06-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2016-06-03 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-08 | 2016-06-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-15 | 2015-05-22 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-15 | 2015-05-22 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-16 | 2014-12-25 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-09 | 2014-03-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-25 | 2008-08-08 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-23 | 2008-06-25 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-28 | 2006-10-03 |
| Hercules Capital Limited 凱利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-29 | 2006-02-27 |