Andy Chi Keung Mok
莫志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Keung Mok (莫志強), CE reference AAG211. Currently licensed at 1 firm(s): Quam Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-19 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-09-29 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-09-29 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-02-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |