Andy Chi Keung Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Keung Mok (莫志強), a licensed Representative with CE reference AAG211. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-19 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-09-29 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-09-29 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-02-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2007-02-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andy Chi Keung Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.