Ho Wah Lam
林浩華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wah Lam (林浩華), a licensed Representative with CE reference ACP893. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-19 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-06 | 2025-05-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-07-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-07-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-18 |