Alice Fuk Yuk Yau
游馥玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Fuk Yuk Yau (游馥玉), CE reference APF540. Currently licensed at 1 firm(s): Public Financial Securities Limited. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-06 | present |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-30 | 2023-07-04 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-30 | 2023-07-04 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-21 | 2021-06-25 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-15 | 2021-04-21 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-15 | 2021-06-25 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-20 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2017-11-21 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-27 | 2017-11-21 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-17 | 2017-07-02 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-17 | 2017-07-02 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2016-10-17 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-12 | 2016-10-17 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2016-06-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2015-12-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-03-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-12 | 2015-03-25 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2014-10-31 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-10 | 2014-10-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-22 | 2012-11-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-06 | 2012-11-15 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-04 | 2009-10-16 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-14 | 2009-07-25 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2009-07-25 |