Angela Wai Yee Kwok
郭慧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Wai Yee Kwok (郭慧兒), CE reference ACM703. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-09 |