Hong Kong SFC Licensed Individuals Directory

Jacky Yu Kit Chan CE ARO061 - active, Realord Asia Pacific Securities Limited Sen Li CE BGP386 - active, Realord Asia Pacific Securities Limited Wai Sun Tin CE BQG627 - active, Realord Asia Pacific Securities Limited Chung Hang Hsu CE BMP732 - ceased For Ho Cheung CE BDZ937 - active, Realord Asia Pacific Securities Limited Carmen Ka Man Fan CE BVN197 - active, Realord Asia Pacific Securities Limited Shengjun Huang CE BPH733 - active, Realord Asia Pacific Securities Limited Conrad Kwok Hei Chan CE ANY192 - active, Red Cliff Asset Management Limited Dik Hui CE AXB218 - active, Red Cliff Asset Management Limited Min Chul Ju CE ARV278 - active, Red Cliff Asset Management Limited William Kei Leung Lee CE AHP766 - active, Red Cliff Asset Management Limited David Nicholas Long CE AFU334 - active, Red Cliff Asset Management Limited Ryota Nakagiri CE ASZ121 - active, Red Cliff Asset Management Limited Dawn Li Peng Kwa CE BTV497 - active, Red Cliff Asset Management Limited Chun Ho (SFC:BQG666) Wong CE BQG666 - active, Red Cliff Asset Management Limited Chenning Zhang CE BTY703 - active, Red Cliff Asset Management Limited Yongsheng (SFC:BUX734) Chen CE BUX734 - active, Red Gate Asset Management Company Limited Xiaofeng Cui CE AYE509 - active, Red Gate Asset Management Company Limited Nicola Yiwei Shi CE BSS191 - active, Red Gate Asset Management Company Limited Mingyan Xu CE BUQ416 - active, Red Gate Asset Management Company Limited Cheuk Yiu Chan CE AVI421 - active, Red South Investment Management Limited Lin (SFC:BWP700) He CE BWP700 - active, Red South Investment Management Limited Jimmy Kin Shun Chung CE ADK252 - active, Red Sun Capital Limited Lewis Chun Yu Lai CE AQE931 - active, Red Sun Capital Limited Chi Kin Leung CE ATV920 - active, Red Sun Capital Limited Wing Hay Siu CE AEK600 - active, Red Sun Capital Limited Wai Kei (SFC:AOX999) Yeung CE AOX999 - active, Red Sun Capital Limited Ting Kwong Chan CE BNC132 - active, Red Sun Capital Limited Yi Sin Chan CE BRW051 - active, Red Sun Capital Limited Pui Yin (SFC:BIY656) Leung CE BIY656 - active, Red Sun Capital Limited Tsoi Yee Ng CE BRW052 - active, Red Sun Capital Limited Chi Kong Wong CE BJC707 - active, Red Sun Capital Limited Wing Chiu Chan CE ADT876 - active, Redford Asset Management Limited Pui Hang Kwok CE AAB046 - active, Redford Asset Management Limited Ka Kit Yiu CE AXG648 - active, Redford Securities Limited Xin (SFC:BGI637) Li CE BGI637 - active, Redford Securities Limited Shuyan Feng CE BOX222 - active, Redient Capital HK Limited Chong Shen CE ATH920 - active, Redient Capital HK Limited Shiu Hong Viren Wong CE BOX220 - active, Redient Capital HK Limited Kin Ping Chau CE BWA827 - active, Redient Capital HK Limited Yang (SFC:BIC435) Chen CE BIC435 - active, Redient Capital HK Limited Xiao Ding CE BDR020 - active, Redient Capital HK Limited Kai (SFC:BGH497) Kang CE BGH497 - active, Redient Capital HK Limited Lingjie Kong CE AVC984 - active, Redient Capital HK Limited Zijing Liu CE BSP583 - active, Redient Capital HK Limited Gangfu Peng CE BFM414 - active, Redient Capital HK Limited Qi (SFC:BMC486) Song CE BMC486 - active, Redient Capital HK Limited Shangjin Wu CE BKY371 - active, Redient Capital HK Limited Haojin Yang CE BWL799 - ceased Mengbo Zheng CE BMV153 - active, Redient Capital HK Limited Kenneth Lee Chiang CE APG247 - active, Redwood Peak Limited David Byung Kon Lee CE BGE374 - active, Redwood Peak Limited Adrian Chiang CE BVM749 - active, Redwood Peak Limited Bin Huang CE BBM148 - active, Regents Capital Limited Yusen Wang CE BFY626 - active, Regents Capital Limited Shengle Yan CE BNG383 - active, Regents Capital Limited Godwin Yiu Kai Lee CE AET319 - active, Reliance International Financial Planners Limited Chiny Che Wah Liu CE ABH699 - active, Reliance International Financial Planners Limited Mengwei Xing CE BFR807 - active, Renco Investments Limited Yue (SFC:BTE303) Zhao CE BTE303 - active, Renco Investments Limited Chun Man Cheung CE BXP882 - active, Renco Investments Limited Wenting Lu CE BSH041 - active, Renco Investments Limited Ching Po Lam CE BDM079 - active, Rhine Asset Management Company Limited Hak Tik Tse CE BRY913 - active, Ascendium Capital Partners Limited Yuk Kit Cheung CE BJL920 - active, Rhine Asset Management Company Limited Hon Kit Chu CE ATJ549 - active, Riche Bright Securities Limited Chi Ming Chung CE AAY647 - active, Riche Bright Securities Limited Jason Fung CE AEO420 - active, Riche Bright Securities Limited Yu (SFC:BVW024) Wei CE BVW024 - active, Riche Bright Securities Limited Eva May Ting Dingwell CE AHK653 - active, Richland Worldwide Limited Ho Keung Lo CE AJK651 - active, Richland Worldwide Limited Mei Yan Lo CE AJK653 - active, Richland Worldwide Limited Hsing-Ti Chiang CE BRX268 - active, Richwell Asset Management Limited Stephen Ka Fai Chan CE AOS673 - active, Rifa Asset Management Limited Sai Hung Li CE BKT393 - active, Rifa Asset Management Limited William Yuk Nam Lee CE ABF182 - active, Rifa Asset Management Limited Lei Sin Tsang CE BNH617 - active, Rifa Asset Management Limited Canghai Wu CE BFY432 - active, Rifa Futures Limited Chi Cheung CE BNX580 - active, Rifa Futures Limited Wing Sing Cheung CE ATM574 - active, Rifa Securities Limited Xiya Jin CE BFX025 - active, Rifa Securities Limited Ka Keung Kwan CE AFK331 - active, Rifa Securities Limited Sou Ling Poon CE AAA921 - active, Rifa Securities Limited Chi Keung Chak CE AAA646 - active, Rifa Securities Limited Ling Yu Chan CE AUZ371 - active, Rifa Securities Limited Peggy Pik Ki Chan CE AAE231 - active, Rifa Securities Limited Sau Chee Chan CE AAE568 - active, Rifa Securities Limited Chung Ping Choi CE AVS191 - active, Rifa Securities Limited Man Sau Chui CE ABK286 - active, Rifa Securities Limited Siu Wing Fung CE AAH752 - active, Rifa Securities Limited Kam Cheung Ho CE AAD440 - active, Rifa Securities Limited Hoi Fai Huen CE AAG776 - ceased Chor Kwan Hui CE ABV579 - active, Rifa Securities Limited Mei Hang Hui CE ACT219 - active, Rifa Securities Limited Wai Man (SFC:AAG874) Ip CE AAG874 - active, Rifa Securities Limited Hoi Lam Lai CE AAE244 - active, Rifa Securities Limited Chue Leung CE ABM360 - active, Rifa Securities Limited Lai Kam Leung CE AAY229 - active, Rifa Securities Limited Li Fong Li CE ABN364 - active, Rifa Securities Limited Connie Wai Yee Li CE ADJ714 - active, Rifa Securities Limited Fuk Wah Mak CE AEL261 - active, Rifa Securities Limited Hon Keung Mak CE AAB438 - active, Rifa Securities Limited Ka Kin On CE BIW853 - active, Rifa Securities Limited Ling Ling Poon CE AAW561 - active, Rifa Securities Limited Hon Bun Suen CE AFJ454 - active, Rifa Securities Limited Yuet Fung Tam CE BAY295 - active, Rifa Securities Limited Man Ching Tong CE AAE189 - active, Rifa Securities Limited Pak Wing Tsang CE AAF901 - active, Rifa Securities Limited Chang Yu Judy Wang CE BIU715 - active, Rifa Securities Limited Kam Fook Wong CE AFV357 - active, Rifa Securities Limited Kwok Chi Wong CE ABN694 - active, Rifa Securities Limited Sio Kin Wong CE BBV879 - active, Rifa Securities Limited Fung Lan Yip CE AFS231 - active, Rifa Securities Limited Youn Bong Yip CE AAY101 - active, Rifa Securities Limited Hoi Man Yu CE ADJ646 - active, Rifa Securities Limited Mee Yuk Yu CE AAJ981 - active, Rifa Securities Limited Dong Chen CE AUI402 - active, Right Time Asset Management Company Limited Tsz Ping Chu CE ASM184 - active, Right Time Asset Management Company Limited Zhimin Wen CE AID045 - active, Right Time Asset Management Company Limited Yining Yuan CE BKE910 - ceased Weixiang Li CE BIT460 - active, Right Time Asset Management Company Limited Jun (SFC:BXR812) Tan CE BXR812 - active, Right Time Asset Management Company Limited Man Sin Tsang CE BXI759 - active, Right Time Asset Management Company Limited Lei (SFC:BSR052) Zhu CE BSR052 - active, Right Time Asset Management Company Limited Xun Guo CE BJR061 - active, Rising Glory Finance Limited Leslie Wai-Yun Tong CE APL611 - active, Rising Glory Finance Limited Kin Kong Yip CE ADS751 - active, Rising Glory Finance Limited Jiangxue Guo CE BQC456 - active, Rising Glory Finance Limited Yihua Huang CE BNI032 - ceased Zeyan Huang CE BJN130 - active, Rising Glory Finance Limited Yuhao Xiao CE BUS613 - active, Rising Glory Finance Limited Jia Zuo CE BWS614 - active, Rising Glory Finance Limited Janice Jhet Yen Chia CE AOY762 - active, RiverCircle Investments Limited Mary Charlotte McBain CE ABN143 - active, RiverCircle Investments Limited Chi Ming Wat CE ADU895 - active, Robern Associates Limited Yin King Lai CE BNO630 - ceased Chun Keung Lin CE BBH297 - ceased Ka Hung Tsoi CE BHJ439 - active, Rockflow Securities Limited Jianyu Wang CE BOP243 - active, Rockflow Securities Limited Eric Donald Forday CE ALW736 - active, Rockhampton Management Limited Denise Tan Nei Hu CE AFB110 - active, Rockhampton Management Limited Ming Ho Lau CE AUQ041 - active, Rockhampton Management Limited Kamni Bharwani CE AFZ130 - active, Rockhampton Management Limited Han Shen Frank Hu CE AYV783 - active, Rockhampton Management Limited Lydia Wing Hang Leung CE APO660 - active, Rockhampton Management Limited Queenie Tsoi CE BIO608 - active, Rockhampton Management Limited Clarissa Lai Ping Lam CE AED496 - active, Roctec Securities Company Limited Ka Chai Leong CE AAF034 - active, Roctec Securities Company Limited Man Hon Sze CE AAF051 - active, Roctec Securities Company Limited Hoi Keung Yeung CE APM140 - active, Roctec Securities Company Limited Rui (SFC:BOG080) Dai CE BOG080 - active, Rongtong Global Investment Limited Tao (SFC:BTJ015) Jiang CE BTJ015 - active, Rongtong Global Investment Limited Cong Nie CE BUG161 - active, Rongtong Global Investment Limited Jing (SFC:BVL476) Zhao CE BVL476 - active, Rongtong Global Investment Limited Yang Du CE BWV342 - active, Rongtong Global Investment Limited Lei Huang CE BOI962 - active, Rongtong Global Investment Limited Pu Liu CE BHH899 - active, Rongtong Global Investment Limited Xiaole Qiu CE BJG442 - active, Rongtong Global Investment Limited Linman Wu CE AXP650 - active, Rongtong Global Investment Limited Yingnan Zhang CE BOL526 - active, Rongtong Global Investment Limited Zhixie Zhuang CE BTA219 - active, Rongtong Global Investment Limited Yu Ting Cheung CE ALP924 - active, Rothschild & Co Hong Kong Limited Tak Wai Tse CE AXR837 - active, Rothschild & Co Hong Kong Limited Finlay Francis Harry Wright CE AWL692 - active, Rothschild & Co Hong Kong Limited Qiangsheng Yan CE APL679 - active, Rothschild & Co Hong Kong Limited Calum Iain Gregor CE BTO745 - active, Rothschild & Co Hong Kong Limited Wai Hung (SFC:BRO969) Leung CE BRO969 - active, Rothschild & Co Hong Kong Limited Junyao Peng CE BGG014 - active, Rothschild & Co Hong Kong Limited Tsun Wai Siu CE BSG315 - active, Rothschild & Co Hong Kong Limited Jiawei Song CE BMS666 - active, Rothschild & Co Hong Kong Limited Jiayue Sun CE BXN381 - active, Rothschild & Co Hong Kong Limited Xiangmei Sun CE BGB030 - active, Rothschild & Co Hong Kong Limited Ju (SFC:BRP227) Wang CE BRP227 - active, Rothschild & Co Hong Kong Limited Yan Ho Yeung CE BGE771 - active, Rothschild & Co Hong Kong Limited Xie Yixiao CE BTR850 - active, Rothschild & Co Hong Kong Limited Xi (SFC:BTR258) Zhu CE BTR258 - active, Rothschild & Co Hong Kong Limited King Yip Yeung CE BEY896 - active, Rui Da International Asset Management (Hong Kong) Limited Yuyang Liu CE BWB585 - active, Rui Da International Finance Holding Limited Ling Deng CE BOG722 - active, Rui Feng Asset Management Limited Jonathan Chi Kwong Lam CE ACD659 - active, Rui Feng Asset Management Limited Lun Tian CE BQE930 - active, Rui Feng Asset Management Limited Lijun Han CE BOM293 - active, RuiLian Financial Group Company Limited Yu Hin Lee CE AZG929 - active, RuiLian Financial Group Company Limited Chiu Chan Lok CE BBB171 - active, RuiLian Financial Group Company Limited Wai Man (SFC:ABP377) Tse CE ABP377 - active, RuiLian Financial Group Company Limited Suping Yan CE AUR633 - ceased Yewei Ji CE BTN257 - active, RuiLian Financial Group Company Limited Bin (SFC:AMN772) Li CE AMN772 - active, RuiLian Financial Group Company Limited Jiangtao Li CE BGI905 - active, RuiLian Financial Group Company Limited Kim Ping Li CE ATS380 - active, RuiLian Financial Group Company Limited Min (SFC:BUY805) Lin CE BUY805 - active, RuiLian Financial Group Company Limited Jinyu Shi CE BPF431 - active, RuiLian Financial Group Company Limited Yiran (SFC:BOM086) Wang CE BOM086 - active, RuiLian Financial Group Company Limited Hongmei Zheng CE BVD246 - active, RuiLian Financial Group Company Limited Lin (SFC:BSF783) Zheng CE BSF783 - active, RuiLian Financial Group Company Limited Ying Hung Li CE BGI458 - active, Ruibang Securities Limited Wai Ho Ng CE AVL488 - active, Ruibang Securities Limited Nelson Yeung Cheong Wong CE BEJ364 - active, Ruibang Securities Limited King Lam Cheung CE BMO728 - active, Ruibang Securities Limited Chun Man Yiu CE BVF610 - active, Ruibang Securities Limited Su-Cheng Chu CE BBD833 - active, S&P Global Ratings Hong Kong Limited Hong Taik Chung CE APR253 - active, S&P Global Ratings Hong Kong Limited Tsung-Huei Fang CE AXG981 - active, S&P Global Ratings Hong Kong Limited Hiu Tan Huang CE AOQ960 - active, S&P Global Ratings Hong Kong Limited Kok Yi Lee CE AEW883 - active, S&P Global Ratings Hong Kong Limited Yenchun Liu CE BHY531 - active, S&P Global Ratings Hong Kong Limited Wenzheng Lu CE AXG996 - active, S&P Global Ratings Hong Kong Limited Man Ao CE ANT251 - active, S&P Global Ratings Hong Kong Limited Chi Ho Chan CE BKZ007 - active, S&P Global Ratings Hong Kong Limited Hiu Tung (SFC:BRM266) Chan CE BRM266 - active, S&P Global Ratings Hong Kong Limited Edward Ling Wah Chan CE AHR464 - active, S&P Global Ratings Hong Kong Limited Tsang (SFC:BMD889) Chan CE BMD889 - active, S&P Global Ratings Hong Kong Limited Chi-Hao Chang CE ARG563 - active, S&P Global Ratings Hong Kong Limited Fu-Ju Chang CE BCZ295 - active, S&P Global Ratings Hong Kong Limited Wenwen Chen CE BGA562 - active, S&P Global Ratings Hong Kong Limited Yu-Wen Chen CE BEH823 - active, S&P Global Ratings Hong Kong Limited Xi (SFC:BLL288) Cheng CE BLL288 - active, S&P Global Ratings Hong Kong Limited Jihun Cheong CE AVI322 - active, S&P Global Ratings Hong Kong Limited Seok Sang Cho CE BUC774 - active, S&P Global Ratings Hong Kong Limited Eunjung Choi CE BSZ037 - active, S&P Global Ratings Hong Kong Limited Tak Kei Chui CE AYI755 - active, S&P Global Ratings Hong Kong Limited Ka Yu Chung CE BNO907 - active, S&P Global Ratings Hong Kong Limited Philip Park Chuen Chung CE AXH660 - active, S&P Global Ratings Hong Kong Limited Abhishek Krishna Avtar Dangra CE BOD244 - ceased Mengwei Fan CE BSC920 - active, S&P Global Ratings Hong Kong Limited Rong Fan CE BRG839 - active, S&P Global Ratings Hong Kong Limited Shing Bun Kendrew Fung CE BLL856 - active, S&P Global Ratings Hong Kong Limited Fan (SFC:BJT978) Gao CE BJT978 - active, S&P Global Ratings Hong Kong Limited Jiamin Gao CE BMY831 - active, S&P Global Ratings Hong Kong Limited Gavin John Gunning CE BBX619 - active, S&P Global Ratings Hong Kong Limited Chen Guo CE BTP017 - active, S&P Global Ratings Hong Kong Limited Shaohua Guo CE BRW216 - active, S&P Global Ratings Hong Kong Limited Wai Yin Hau CE BRN849 - active, S&P Global Ratings Hong Kong Limited Sok Yong Hong CE BRX313 - active, S&P Global Ratings Hong Kong Limited Qianqi Hu CE BOS945 - active, S&P Global Ratings Hong Kong Limited Han-Ping Huang CE BNU192 - active, S&P Global Ratings Hong Kong Limited Shan Huang CE BOQ899 - active, S&P Global Ratings Hong Kong Limited Wenyin Huang CE BJB195 - active, S&P Global Ratings Hong Kong Limited Yuezhou Huang CE BRW033 - active, S&P Global Ratings Hong Kong Limited Saryu Kamra CE BTK682 - active, S&P Global Ratings Hong Kong Limited Daehyun Kim CE BFW673 - active, S&P Global Ratings Hong Kong Limited James Yong Min Kim CE AWW389 - active, S&P Global Ratings Hong Kong Limited Jeyeoul Kim CE BPC706 - active, S&P Global Ratings Hong Kong Limited Taehee Kim CE BNS669 - active, S&P Global Ratings Hong Kong Limited Weichang Kong CE BSC907 - active, S&P Global Ratings Hong Kong Limited Ho (SFC:BRE957) Ku CE BRE957 - active, S&P Global Ratings Hong Kong Limited Clifford Waits Kurz CE BFL540 - active, S&P Global Ratings Hong Kong Limited Ching Hei Lai CE BST282 - active, S&P Global Ratings Hong Kong Limited Jiayao Lai CE BHL715 - active, S&P Global Ratings Hong Kong Limited Joyee Lam CE BVF489 - active, S&P Global Ratings Hong Kong Limited