Sze Wing Ngai
倪思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Ngai (倪思穎), a licensed Representative with CE reference AUX372. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.1 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-31 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-31 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-08-31 | present |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-14 | 2026-07-15 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-14 | 2026-07-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-27 | 2026-06-21 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-02-27 | 2026-06-21 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2026-01-23 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-16 | 2026-01-23 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-24 | 2017-12-29 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-24 | 2017-12-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-21 | 2016-07-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 - Asset management | 2016-03-21 | 2016-07-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-09 | 2013-02-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-09 | 2013-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wing Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Tung Au | Austrax Capital Limited | 2018–2026 |
| Sai Tak Chu | Austrax Capital Limited | 2018–2026 |
| Chi Man Chung | Austrax Capital Limited | 2018–2026 |
| Sik Lun Fung | Austrax Capital Limited | 2018–2026 |
| Wai Man Kam | Austrax Capital Limited | 2018–2026 |
| Erica Wai Yan Ling | Austrax Capital Limited | 2018–2026 |
| Kai Pong Ng | Austrax Capital Limited | 2018–2026 |
| Calvin Siu Kuen Poon | Austrax Capital Limited | 2018–2026 |
| Wai Tung Kwok | Austrax Capital Limited | 2018–2026 |
| Hua Xia | Austrax Capital Limited | 2018–2026 |
| Lilei Sun | Austrax Capital Limited | 2018–2026 |
| Alvin Cheuk Him Wong | Austrax Capital Limited | 2018–2025 |
| Mun Lam Ip | Austrax Capital Limited | 2018–2025 |
| Shamrock Roy Chau | Austrax Capital Limited | 2020–2026 |
| Suet Yee Lee | Austrax Capital Limited | 2018–2022 |
| Wei Yan Tsoi | Austrax Capital Limited | 2018–2022 |
| Wai Ching Ronald Tse | Austrax Capital Limited | 2018–2022 |
| Yu Fung Chung | Austrax Capital Limited | 2018–2021 |
| Sing Cheong Kwong | Austrax Capital Limited | 2018–2021 |
| Chi Ho Ho | Austrax Capital Limited | 2022–2026 |