Chau Lam Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Lam Lee (李秋霖), a licensed Representative with CE reference AGF178. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-10 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-10 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chau Lam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.