Yu Wang
王彧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wang (王彧), a licensed Responsible Officer with CE reference APZ458. Currently licensed at 1 firm(s): Pryme Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 35.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 4 - Advising on securities | 2026-02-03 | present |
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 9 - Asset management | 2026-02-03 | present |
| Pryme Capital Limited 啟元資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-27 | 2026-02-03 |
| Pryme Capital Limited 啟元資本有限公司 |
Rep | Type 9 - Asset management | 2026-01-27 | 2026-02-03 |
| AFT HK Treasury Limited | RO | Type 1 - Dealing in securities | 2025-10-20 | 2026-01-26 |
| AFT HK Treasury Limited | RO | Type 4 - Advising on securities | 2025-10-20 | 2026-01-26 |
| AFT HK Treasury Limited | RO | Type 9 - Asset management | 2025-10-20 | 2026-01-26 |
| CSII Capital Limited 川國投資本有限公司 |
RO | Type 4 - Advising on securities | 2020-10-05 | 2023-01-13 |
| CSII Capital Limited 川國投資本有限公司 |
RO | Type 9 - Asset management | 2020-10-05 | 2023-01-13 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-25 | 2020-02-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-25 | 2020-02-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 - Asset management | 2017-10-25 | 2020-02-03 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-20 | 2020-02-03 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-04-20 | 2020-02-03 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-20 | 2020-02-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-19 | 2020-02-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-12-19 | 2020-02-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2016-12-19 | 2020-02-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-24 | 2016-12-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2016-12-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-10-24 | 2016-12-19 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-15 | 2016-08-01 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-05-15 | 2016-08-01 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-05-15 | 2016-08-01 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2015-05-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-30 | 2015-05-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-30 | 2015-05-15 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-06 | 2015-03-13 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-08-06 | 2015-03-13 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2014-08-06 | 2015-03-13 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-24 | 2014-08-06 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-24 | 2014-08-06 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-06 | 2013-07-12 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | 2009-02-06 | 2013-07-12 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-03 | 2013-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.