Juan Du
杜鵑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Du (杜鵑), a licensed former licensee with CE reference BNT212. This person has 6.7 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-05-07 | 2026-07-22 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-22 | 2026-07-22 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-07 | 2024-02-20 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-07 | 2024-02-20 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-18 | 2023-10-06 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-10 | 2023-10-06 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-02 | 2020-11-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Juan Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.