Ka Chung Lau
劉家聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Lau (劉家聰), a licensed Representative with CE reference BAM357. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-20 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-02 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-20 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-20 | present |