Chin Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Yiu (姚遷), a licensed Responsible Officer with CE reference ABT537. Currently licensed at 1 firm(s): Pureheart Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-24 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2013-06-24 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 9 - Asset management | 2013-06-24 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-14 | 2013-06-13 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 - Advising on securities | 2004-01-20 | 2013-06-13 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 9 - Asset management | 2004-01-20 | 2013-06-13 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chin Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.