Wai Kwan Lee
李慧群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Lee (李慧群), CE reference APG477. Currently licensed at 1 firm(s): Quam Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-02-16 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-29 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2008-01-12 |