Chun Yim Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yim Lam (林駿棪), a licensed Representative with CE reference AUO078. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 16.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2026-03-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-08 | present |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-03 | 2023-12-05 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-23 | 2023-04-24 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-14 | 2020-04-03 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-14 | 2020-04-03 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-14 | 2020-04-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2017-06-16 | 2019-01-03 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-22 | 2018-08-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2019-01-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-16 | 2019-01-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-31 | 2012-10-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2012-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yim Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.