Wai Ngok Kwong
鄺維岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ngok Kwong (鄺維岳), CE reference ABZ069. Currently licensed at 1 firm(s): Quam Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-21 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |