Wai Ip Leong
梁偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ip Leong (梁偉業), CE reference AFV784. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | present |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2017-04-03 | 2017-05-19 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-26 | 2014-03-10 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-04-15 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-18 | 2008-10-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2007-03-26 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-03 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |