Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Liren Zhang
CE AWZ924 - active, Blackstone Group (HK) Limited, The
Ying Pan
CE BGE440 - ceased
Tianli Wen
CE ALB748 - ceased
Haiyong Cheng
CE ARS992 - active, Blue Ocean Asset Management Limited
Quan (SFC:AXC620) Zhou
CE AXC620 - active, Blue Ocean Asset Management Limited
Yangyang Dong
CE BWE794 - active, Blue Ocean Asset Management Limited
Kai Lam Lau
CE BQB011 - active, Blue Ocean Asset Management Limited
Francis Chuan-Pu Chung
CE AEU334 - active, Blue Water Capital Management Limited
Michael Stockford
CE AEU267 - ceased
Chiu Kwan Sze
CE ARH648 - active, Blue Water Capital Management Limited
Linda Marie Csellak
CE ADG936 - active, Blue Water Capital Management Limited
Chak Ming Li
CE AXT757 - active, Blue Water Capital Management Limited
Evgenii Logunov
CE BTU890 - active, Blue Water Capital Management Limited
Erotokritos Rotsas
CE BVE902 - active, Blue Water Capital Management Limited
Chun-Ting Lee
CE BEW769 - active, Boman Capital (Hong Kong) Limited
Ruihao Wei
CE BRV674 - active, Boman Capital (Hong Kong) Limited
Shaodong Lian
CE AKW813 - active, Bosera Asset Management (International) Co., Limited
Li Lu
CE BGJ100 - active, Bosera Asset Management (International) Co., Limited
Qiong Wan
CE BBJ205 - active, Bosera Asset Management (International) Co., Limited
Dian (SFC:BCE889) Wang
CE BCE889 - active, Bosera Asset Management (International) Co., Limited
Tao (SFC:AVP529) Yang
CE AVP529 - active, Bosera Asset Management (International) Co., Limited
Peng Zeng
CE BWW692 - active, Bosera Asset Management (International) Co., Limited
Mark Baker
CE BHY118 - active, RBC Global Asset Management (Asia) Limited
Ruofan Chen
CE BUW359 - active, Bosera Asset Management (International) Co., Limited
Weiyu Chen
CE BTW524 - active, Bosera Asset Management (International) Co., Limited
Zirun Chen
CE BWF202 - active, Bosera Asset Management (International) Co., Limited
Yuen Wai Cheung
CE AXO622 - active, Bosera Asset Management (International) Co., Limited
Haili Deng
CE BGO942 - active, Bosera Asset Management (International) Co., Limited
Yating Dong
CE BSQ386 - active, Bosera Asset Management (International) Co., Limited
Linshu He
CE BEW670 - active, Bosera Asset Management (International) Co., Limited
Wing Man Hung
CE BND639 - ceased
Zhitao Jia
CE BVZ075 - active, Bosera Asset Management (International) Co., Limited
Jiangyi Jie
CE BNZ878 - active, Bosera Asset Management (International) Co., Limited
Jianqiu Li
CE BHS005 - active, Bosera Asset Management (International) Co., Limited
Xin (SFC:BVZ062) Li
CE BVZ062 - active, Bosera Asset Management (International) Co., Limited
Zhichen Liu
CE BVI726 - active, Bosera Asset Management (International) Co., Limited
Xin (SFC:BTO571) Ma
CE BTO571 - ceased
Liyang Mei
CE BPC234 - active, Bosera Asset Management (International) Co., Limited
Jaekyun Park
CE BSQ223 - active, Bosera Asset Management (International) Co., Limited
Danqing Song
CE BWR210 - active, Bosera Asset Management (International) Co., Limited
Zicong Su
CE BVZ061 - active, Bosera Asset Management (International) Co., Limited
Chutian Tao
CE BIV241 - active, Bosera Asset Management (International) Co., Limited
Danni Wang
CE BVQ126 - active, Bosera Asset Management (International) Co., Limited
Xiao Xiao
CE BOH759 - active, Bosera Asset Management (International) Co., Limited
Yue Yan
CE BTD607 - active, Bosera Asset Management (International) Co., Limited
Yuecao Ye
CE BWC240 - ceased
Ziyue Zang
CE BWH030 - active, Bosera Asset Management (International) Co., Limited
Xiaofei Zhang
CE BUB060 - active, Bosera Asset Management (International) Co., Limited
Yan (SFC:BUW360) Zhang
CE BUW360 - active, Bosera Asset Management (International) Co., Limited
Yimeng Zhang
CE BVE159 - active, Mirae Asset Global Investments (Hong Kong) Limited
Kangbo Zheng
CE BUZ158 - active, Bosera Asset Management (International) Co., Limited
Kai (SFC:BUA323) Zhu
CE BUA323 - active, Bosera Asset Management (International) Co., Limited
Yu (SFC:AVS280) Liu
CE AVS280 - active, Bosheng Capital Management (HK) Limited
Min Wu
CE AVS276 - active, Bosheng Capital Management (HK) Limited
Thomas Iverson Boswell
CE BCL630 - active, Boswell Capital Management Limited
Keith David Thorn
CE BFX404 - active, Boswell Capital Management Limited
Eugene Yiu Chuen Mak
CE AWA600 - active, Bowen Capital (HK) Limited
Justin Chinwo Wong
CE BIY246 - active, Bowen Capital (HK) Limited
Hongqi Wu
CE ARD525 - active, Bowen Capital (HK) Limited
Yi Ding
CE BTN079 - active, Bowen Capital (HK) Limited
Yucheng Liu
CE BSE021 - ceased
Qiyuan Chloe Yu
CE BMR082 - ceased
Anthony Julian Bongiorno
CE APU943 - active, Bowman and Fitzhugh Asset Management Limited
Carman Wing Yan Chan
CE AOX997 - active, Bradbury Asset Management (Hong Kong) Limited
Ernest Chan Kei Cheong
CE AGN732 - active, Bradbury Asset Management (Hong Kong) Limited
Wai Ip Matthew Wong
CE BIQ756 - active, Bradbury Asset Management (Hong Kong) Limited
Wei Siang Kenny Mah
CE BHU656 - active, Bright Point International Futures Limited
Xueting Cao
CE BXH952 - active, Bright Point International Futures Limited
Songhua Fan
CE BVH917 - active, Bright Point International Futures Limited
Chaoqun Han
CE BXH953 - active, Bright Point International Futures Limited
Wing Kit Phoon
CE BME179 - ceased
Wilson Wing Shing Chan
CE AFA800 - ceased
Yik Bun Hui
CE AEF109 - active, Bright Smart Securities International (H.K.) Limited
Suen Hong Lok
CE AJB468 - active, Bright Smart Securities International (H.K.) Limited
Kwok Wai (SFC:ARE605) Chan
CE ARE605 - active, Bright Smart Forex Limited
Yiu Fai Chik
CE ASD682 - active, Bright Smart Futures & Commodities Company Limited
Sing Man Chow
CE AQY466 - active, Bright Smart Forex Limited
Wai Ho (SFC:AVS360) Lam
CE AVS360 - active, Bright Smart Securities International (H.K.) Limited
Wing Yin Li
CE AXI384 - active, Bright Smart Asset Management Limited
Ho Yan Siu
CE ATM467 - active, Bright Smart Securities International (H.K.) Limited
Phillip Lap Chi Au
CE BGK400 - active, Bright Smart Forex Limited
Lai Sze Chan
CE BKQ410 - active, Bright Smart Forex Limited
Chui Lan Fong
CE AJM484 - active, Bright Smart Securities International (H.K.) Limited
Wing Kwan Ho
CE ASW795 - active, Bright Smart Forex Limited
Ho Chuen (SFC:BIX782) Lai
CE BIX782 - active, Bright Smart Forex Limited
Ming Cheung Tavis Lam
CE BLL173 - active, Bright Smart Forex Limited
Yu San Leung
CE AVD097 - active, Bright Smart Forex Limited
Yuet Fung Ng
CE BLJ225 - active, Bright Smart Forex Limited
Ricky Wing Kin Wong
CE AQQ122 - active, Bright Smart Securities International (H.K.) Limited
Zhenye Yeow
CE BTN034 - ceased
Ka Fai Yip
CE AQA895 - active, Bright Smart Forex Limited
Wai Sing (SFC:BJI683) Yung
CE BJI683 - active, Bright Smart Forex Limited
Hung Yi Lam
CE APJ506 - active, Bright Smart Securities International (H.K.) Limited
Pak Lee
CE ADX851 - active, Bright Smart Securities International (H.K.) Limited
Mow Lum Yip
CE ABN643 - ceased
Bruce Chan
CE AZC880 - active, Bright Smart Futures & Commodities Company Limited
Kwun Shing Chan
CE BIZ853 - active, Bright Smart Futures & Commodities Company Limited
Pit Tak Chan
CE BIH989 - active, Bright Smart Securities International (H.K.) Limited
Suet Sze Chan
CE BOF035 - active, Bright Smart Futures & Commodities Company Limited
Wai Ming Chan
CE AOM741 - active, Bright Smart Securities International (H.K.) Limited
Yu Fan Chan
CE BIV564 - active, Bright Smart Securities International (H.K.) Limited
Wai Yin Cheng
CE AQC880 - active, Bright Smart Securities International (H.K.) Limited
Man Kin Chong
CE BCY391 - active, Bright Smart Futures & Commodities Company Limited
Yuen Ho Choy
CE BCP550 - active, Bright Smart Securities International (H.K.) Limited
Yat Ming Chui
CE BUF701 - active, Bright Smart Securities International (H.K.) Limited
Kam Fai Chung
CE BMX180 - active, Bright Smart Futures & Commodities Company Limited
Bihong Feng
CE BJO524 - active, Bright Smart Securities International (H.K.) Limited
Zhilei Fu
CE BJY522 - active, Bright Smart Futures & Commodities Company Limited
Lifeng Guan
CE BVH036 - active, Bright Smart Securities International (H.K.) Limited
Kang Lok Ho
CE BJV343 - active, Bright Smart Futures & Commodities Company Limited
Ka Man Kwan
CE AEO500 - active, Bright Smart Futures & Commodities Company Limited
Ka Fai Kwok
CE BHW838 - ceased
Yat Fung Lai
CE BTT409 - active, Bright Smart Securities International (H.K.) Limited
Wai Chun (SFC:APW912) Lam
CE APW912 - active, Bright Smart Securities International (H.K.) Limited
Yuen Chi Lau
CE AWC458 - active, Bright Smart Securities International (H.K.) Limited
Chak Yan Lee
CE BRD712 - active, Bright Smart Securities International (H.K.) Limited
Ying Yeung Lee
CE AFV778 - active, Bright Smart Futures & Commodities Company Limited
Chi Hang Leung
CE AWQ289 - active, Bright Smart Futures & Commodities Company Limited
Man Fai Leung
CE AZG561 - active, Bright Smart Futures & Commodities Company Limited
Siu Ming Leung
CE BRK932 - active, Bright Smart Securities International (H.K.) Limited
Wai Chun Leung
CE APY928 - active, Bright Smart Securities International (H.K.) Limited
Kwan Long Li
CE BTE554 - active, Bright Smart Securities International (H.K.) Limited
Wan Hoi Li
CE ARN564 - active, Bright Smart Securities International (H.K.) Limited
Haotian Liu
CE BXS862 - active, Bright Smart Securities International (H.K.) Limited
Pan Lam Lo
CE BIQ323 - active, Bright Smart Securities International (H.K.) Limited
Ho Wing Ng
CE BXH583 - active, Bright Smart Securities International (H.K.) Limited
Chun Pang Ngan
CE BIG851 - active, Bright Smart Securities International (H.K.) Limited
Chun Kit Shum
CE BRF613 - active, Bright Smart Securities International (H.K.) Limited
Wing Yin Tam
CE BSJ758 - active, Bright Smart Securities International (H.K.) Limited
Tat Chi Tang
CE BOT359 - active, Bright Smart Securities International (H.K.) Limited
Yung Hon Tang
CE BBQ887 - active, Bright Smart Securities International (H.K.) Limited
Cheuk Hin To
CE BUX170 - active, Bright Smart Futures & Commodities Company Limited
Catherine Tse
CE BIG074 - active, Bright Smart Securities International (H.K.) Limited
Weifeng Wang
CE BPU674 - active, Bright Smart Futures & Commodities Company Limited
Chi Wai Leo Wong
CE BHC419 - active, Bright Smart Futures & Commodities Company Limited
Tony Kim Ling Wong
CE ACL466 - active, Bright Smart Securities International (H.K.) Limited
Pui Kwan Wong
CE BGJ251 - active, Bright Smart Futures & Commodities Company Limited
Tin Ho Wong
CE BSJ749 - active, Bright Smart Securities International (H.K.) Limited
Tsz For Wong
CE AVL592 - active, Bright Smart Futures & Commodities Company Limited
Yin Yin Wong
CE BOP804 - active, Bright Smart Securities International (H.K.) Limited
Yu Ming Wong
CE BOB624 - active, Futu Securities International (Hong Kong) Limited
Keng Fai Yip
CE AUW257 - active, Bright Smart Securities International (H.K.) Limited
Cheuk Ting Yu
CE BEE463 - active, Bright Smart Securities International (H.K.) Limited
Tung Yin Yu
CE BXH976 - active, Bright Smart Securities International (H.K.) Limited
Xi Zhou
CE BWU591 - active, Bright Smart Securities International (H.K.) Limited
Lok Yu Keiko Chan
CE AZT393 - active, Bright Smart Securities International (H.K.) Limited
Wai Shun Chan
CE ADN090 - active, Bright Smart Securities International (H.K.) Limited
Wing Sze (SFC:BVG812) Chan
CE BVG812 - active, Bright Smart Securities International (H.K.) Limited
Weijuan Huang
CE BFJ739 - active, Bright Smart Securities International (H.K.) Limited
Wan Yee Lam
CE BVT618 - active, Bright Smart Securities International (H.K.) Limited
Lok Fung Wong
CE BXJ765 - active, Bright Smart Futures & Commodities Company Limited
Tsz King Yeung
CE APK355 - active, Bright Smart Securities International (H.K.) Limited
Kyong Chul Choi
CE BRR482 - active, Brilliance Asset Management Limited
Lin Shi
CE BBU884 - active, Brilliance Asset Management Limited
Li Chung Chou
CE AKT356 - active, Brilliance Asset Management Limited
Ruiqi Xiao
CE BTT155 - active, Brilliance Asset Management Limited
Xiaofei Ying
CE BRT483 - active, Brilliance Asset Management Limited
Legeng Feng
CE BNU991 - active, Brimstone Asset Management Company Limited
Ning Guo
CE BNU923 - active, Brimstone Asset Management Company Limited
Yuanyuan Lin
CE BQE588 - active, Brimstone Asset Management Company Limited
Matthew Paul Heffernan
CE BUK647 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited
Wing Sze Mak
CE AXN297 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited
Chor Lam Wong
CE BVH624 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited
Eric Wing Fat Chan
CE ACT565 - active, Buena Vista Fund Management (HK) Limited
Nissim Tse
CE ACT176 - active, Buena Vista Fund Management (HK) Limited
Ethan Weiqi Chan
CE BWE381 - active, Buena Vista Fund Management (HK) Limited
George Nathanael Gaffney
CE BOC898 - active, Bullish HK Markets Limited
Mothusi Sean Majinda
CE BUQ963 - active, Bullish HK Markets Limited
Tengfei Gao
CE BQS138 - active, Bullish HK Operations Limited
Jamie David Lauder
CE BKC410 - ceased
Sean Patrick Whipkey
CE AYV913 - active, Bullish HK Operations Limited
Qiao Zou
CE BOF590 - active, C&F Asset Management HK Limited
Albert Ka Wah Wong
CE AEK108 - active, CAM Wealth Management Company Limited
Zoe Wing Sze Kam
CE AFQ041 - active, CAM Wealth Management Company Limited
Xiaoming Yang
CE BQW808 - active, CAM Wealth Management Company Limited
Ka Chun Ma
CE BFX093 - active, CASH Wealth Management Limited
Sze Kai Wong
CE AXF253 - active, CASH Asset Management Limited
Kai Wai Chan
CE BWE601 - active, CASH Asset Management Limited
Mengjia Dai
CE BQL495 - active, CASH Algo Finance Group Limited
Shi Kit Li
CE BOM504 - active, CASH Wealth Management Limited
Chi Tat Yu
CE BPW793 - active, Celestial Securities Limited
Andrew Kar Lung MacK
CE AYH813 - active, CASH Asset Management Limited
Xiaohua Hong
CE AWH557 - active, Celestial Securities Limited
Peter Wing Leung Lai
CE ABA808 - active, CASH Asset Management Limited
Rocmen Man Ki Law
CE AXP759 - active, CASH Asset Management Limited
Kwok Ho Tang
CE BRW048 - active, Celestial Securities Limited
Wai Kwong Daryl Lai
CE AHC852 - active, CASH Wealth Management Limited
Yu Ming Chan
CE ASQ013 - active, CASH Wealth Management Limited
Hermann Fung Hai
CE BTD951 - active, Celestial Securities Limited
Hung Fat Kee
CE BPK235 - active, CASH Wealth Management Limited
Cheuk Shun Jonas Leung
CE BPN743 - active, Celestial Securities Limited
Chi Man Leung
CE AGL240 - active, CASH Wealth Management Limited
Wai Ho Liu
CE BIC281 - active, Celestial Commodities Limited
Hin Lap Ma
CE BGH888 - active, Celestial Securities Limited
Bik Wa Tjouw
CE BVH839 - active, Celestial Securities Limited
Haochun Wu
CE BWT371 - active, CASH Wealth Management Limited
Ruihun Wu
CE BVH821 - active, Celestial Securities Limited
Ho Hung Yiu
CE APF025 - active, CASH Wealth Management Limited
Zhi Zheng
CE AQF222 - active, CASH Wealth Management Limited
Enid Ying Lai Choi
CE AAY258 - active, CBH Asia Limited
Jon Patrick Dingley
CE AEK225 - active, CBH Asia Limited
Eric Tsz Ho Leung
CE ALB872 - active, CBH Asia Limited
Tsz Man Man
CE ADV627 - active, CBH Asia Limited
Chi Man (SFC:BFS288) Wong
CE BFS288 - active, CBH Asia Limited
Mabel Mei Po Wong
CE AFQ488 - active, CBH Asia Limited
Che Kan Chan
CE ABO128 - active, CBH Asia Limited
Zachary Tin Ying Chan
CE AWK465 - active, CBH Asia Limited
Daphne Tzu-Ming Chen
CE BIR629 - active, CBH Asia Limited
Sung Yip Chiu
CE AEZ066 - active, CBH Asia Limited
Kin Hang (SFC:BXF218) Chow
CE BXF218 - active, CBH Asia Limited
Chun Wang Calvin Fong
CE BRP537 - active, CBH Asia Limited
Yao Yuan Hu
CE AZV962 - active, CBH Asia Limited
Doron Huang
CE ADY238 - active, CBH Asia Limited
Tian Wen Jiing
CE BJW733 - active, CBH Asia Limited
Candy Yuk Bo Lam
CE AAE918 - active, CBH Asia Limited
Yuk Han Grace Law
CE BWF150 - active, CBH Asia Limited
Paula Patricia Marriott
CE AEJ326 - active, CBH Asia Limited
Wing Sea Ng
CE BUG671 - ceased
Hoi Kei Pong
CE BWC133 - active, CBH Asia Limited
Wai Ching So
CE BRB314 - ceased
Andrew Yung-Tai Stoddard
CE BQS638 - active, CBH Asia Limited
Ka Ki Alexander Ting
CE BXF185 - active, CBH Asia Limited
Marisa See-Man Tsang
CE BQB422 - active, CBH Asia Limited
Mia Tsz Ching Tsang
CE BSH708 - active, CBH Asia Limited
Ka Lun (SFC:BWE600) Wong
CE BWE600 - active, CBH Asia Limited
Xiaowen Wu
CE BXG981 - active, CBH Asia Limited
Yu (SFC:BXL902) Xia
CE BXL902 - active, CBH Asia Limited
Andy Chi On Yeung
CE AOV705 - active, CBH Asia Limited
Lok Yi Yu
CE BWX010 - ceased
Mung Mei Yu
CE BMY830 - active, CBH Asia Limited
On Sang Chiu
CE AJE177 - active, CC Venture Capital Limited
Kam Bun Wong
CE AQQ323 - active, CC Venture Capital Limited
Kin Wing Fung
CE BPL468 - active, CC Venture Capital Limited
Ching Yi Lor
CE BQA631 - active, CC Venture Capital Limited
Feng Chen
CE BUM142 - active, CCB International Asset Management Limited
Yat Chun Lee
CE API186 - active, CCB International Asset Management Limited
Lu Li
CE AWW550 - active, CCB International Securities Limited
Qianxin Li
CE ATM617 - active, CCB International Asset Management Limited
Qi Xiu
CE BVK730 - active, CCB International Capital Limited
Lan Zhang
CE BUL410 - active, CCB International Securities Limited
Qiang (SFC:BRR381) Zhang
CE BRR381 - active, CCB International Asset Management Limited
Yiu Tung Au-Yeung
CE BKO401 - active, CCB International Asset Management Limited
Ka Chun (SFC:APC075) Chan
CE APC075 - active, CCB International Asset Management Limited
Jianan Chen
CE BOF267 - active, CCB International Asset Management Limited
Ka Man Cheung
CE BFZ630 - active, CCB International Asset Management Limited
King Pong Choi
CE BHG361 - active, CCB International Asset Management Limited
Chuangli He
CE BBQ909 - active, CCB International Asset Management Limited
Kar Wai Lam
CE AFR888 - active, CCB International Asset Management Limited
Ka Ho (SFC:BVO630) Lau
CE BVO630 - active, CCB International Asset Management Limited
Yat Chun (SFC:BFX980) Lee
CE BFX980 - active, CCB International Asset Management Limited