Philip Chung Hein Poon
潘頌軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chung Hein Poon (潘頌軒), CE reference AIC797. Currently licensed at 2 firm(s): Quam Securities Limited, Quam Asset Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-19 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-31 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-31 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-31 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-31 | 2022-12-31 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-31 | 2022-12-31 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-31 | 2022-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2020-11-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-13 | 2020-11-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-22 | 2013-06-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2013-06-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-30 | 2011-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-17 | 2011-02-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-13 | 2011-02-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-09 |