Chun Tung Au
區鎮東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Tung Au (區鎮東), CE reference BJE569. Currently licensed at 1 firm(s): Quam Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-10 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-12-10 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-17 | 2023-06-09 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-17 | 2023-06-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-22 | 2022-07-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-22 | 2022-07-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-22 | 2022-07-22 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-01 | 2021-05-18 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-01 | 2021-05-18 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-26 | 2020-10-31 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-13 | 2020-10-31 |