Sau Yi Wan
尹秀儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Yi Wan (尹秀儀), a licensed former licensee with CE reference BKL830. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-11 | 2026-04-30 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | 2026-04-30 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-11-03 | 2025-01-25 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2023-11-03 | 2025-01-25 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-25 | 2023-11-03 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-25 | 2023-11-03 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-01 | 2023-09-27 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-01 | 2023-09-27 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-01-11 | 2023-03-01 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
Rep | Type 9 - Asset management | 2022-05-31 | 2022-12-15 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-21 | 2022-04-19 |