Sui Ha Yau
邱垂霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Ha Yau (邱垂霞), a licensed Representative with CE reference ADG150. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-03 | present |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-04-01 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-09 |