Henry Clement Hok Wai Yau
邱學煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Clement Hok Wai Yau (邱學煒), a licensed Responsible Officer with CE reference ACH182. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.8 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-28 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-06-28 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-30 | 2022-06-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-30 | 2022-06-28 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-03 | 2022-01-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-07-03 | 2022-01-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-20 | 2018-07-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-20 | 2018-07-03 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-17 | 2017-10-20 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-17 | 2017-10-20 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-26 | 2016-05-13 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-06-27 | 2015-04-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-27 | 2015-04-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-12 | 2014-06-27 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-12 | 2014-06-27 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-25 | 2014-02-28 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2013-10-25 | 2014-02-28 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-10-25 | 2014-02-28 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-15 | 2013-03-15 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 4 - Advising on securities | 2012-05-15 | 2013-03-15 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-05-15 | 2013-03-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-06 | 2012-01-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-06 | 2012-01-20 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-06 | 2012-01-20 |
| Ivory Capital Private Limited | Rep | Type 4 - Advising on securities | 2009-09-08 | 2010-02-28 |
| Ivory Capital Private Limited | RO | Type 6 - Advising on corporate finance | 2009-09-08 | 2010-02-28 |
| Ivory Capital Private Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-03 | 2009-09-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-12-21 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-15 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-12-13 | 2004-12-21 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-04-17 | 2004-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Clement Hok Wai Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.