Tak Jim Fong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Jim Fong (方德霑), a licensed Representative with CE reference AQE454. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 17.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2018-07-06 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-17 | 2023-05-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-17 | 2023-05-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-13 | 2023-05-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-13 | 2023-01-17 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-05 | 2023-01-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-06 | 2022-05-12 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-07-23 | 2018-04-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2015-07-23 | 2018-04-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-23 | 2015-07-23 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-23 | 2015-07-23 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-08 | 2013-10-12 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-05 | 2013-10-12 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-31 | 2010-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Jim Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.