Kenneth Kin Hing Lam
林建興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Hing Lam (林建興), CE reference ABV605. Currently licensed at 2 firm(s): Quam Asset Management Limited, Quam Securities Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2007-05-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-15 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | present | present |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-02 | 2006-01-31 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-09-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2012-07-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 9 — Asset management | present | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-28 |