Man Lam Tang
鄧文林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Lam Tang (鄧文林), a licensed Responsible Officer with CE reference AXB290. Currently licensed at 2 firm(s): Prudential Index Trading Company Limited, Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-05-23 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-11-23 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-20 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | 2022-10-20 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 - Asset management | 2022-10-20 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-27 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-26 | 2022-11-23 |