Carmen Yin Man Shiu
邵燕文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Yin Man Shiu (邵燕文), CE reference AMK135. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2025-05-06 | present |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-06 | present |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2025-02-06 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2025-02-06 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2019-12-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2019-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-03 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-03 | 2008-01-14 |