Geoffrey Ka Wai Tong
唐家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Ka Wai Tong (唐家偉), CE reference AXG146. Currently licensed at 2 firm(s): QMIS Securities Limited, QMIS Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-05 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | 2021-10-21 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | 2021-10-21 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-21 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2018-05-28 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-21 | 2018-05-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2017-08-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2018-03-07 |