Geoffrey Ka Wai Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Ka Wai Tong (唐家偉), a licensed Responsible Officer with CE reference AXG146. Currently licensed at 2 firm(s): QMIS Securities Limited, QMIS Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-05 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 - Advising on securities | 2021-07-19 | 2021-10-21 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 - Asset management | 2021-07-19 | 2021-10-21 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-21 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 - Asset management | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-21 | 2018-05-28 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 - Asset management | 2018-03-21 | 2018-05-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2017-08-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-09 | 2018-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Ka Wai Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.