Kwok Yi Mok
莫國怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yi Mok (莫國怡), CE reference BBN036. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-07 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2020-03-27 |