Thomas James Stanley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Stanley, a licensed Representative with CE reference BQG467. Currently licensed at 1 firm(s): Pyrmont Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-30 | present |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 - Asset management | 2024-05-30 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-11-27 | 2022-05-06 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-11-27 | 2022-05-06 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-11-27 | 2022-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas James Stanley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.