Thomas James Stanley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Stanley, CE reference BQG467. Currently licensed at 1 firm(s): Pyrmont Wealth Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-30 | present |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-30 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-11-27 | 2022-05-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-11-27 | 2022-05-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-27 | 2022-05-06 |