Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Hong-Si Wei
CE BLN672 - active, Point72 Hong Kong Limited
Nga Yan (SFC:BOG151) Wong
CE BOG151 - active, Point72 Hong Kong Limited
Chien-Hsing Wu
CE BOP623 - active, Point72 Hong Kong Limited
Qinxuan Wu
CE BOS816 - active, Point72 Hong Kong Limited
Zexi Wu
CE BNU542 - active, Point72 Hong Kong Limited
Xiang Xia
CE BSX362 - active, Point72 Hong Kong Limited
Xueyin Xiang
CE BUA306 - active, Point72 Hong Kong Limited
Yuhao Xiang
CE BFE357 - active, Point72 Hong Kong Limited
Peiyi Xie
CE BQW106 - active, Point72 Hong Kong Limited
Qing Xu
CE BIY244 - active, Point72 Hong Kong Limited
Jiayi Yang
CE BOB671 - active, Point72 Hong Kong Limited
Jie (SFC:AXW975) Yang
CE AXW975 - active, Point72 Hong Kong Limited
Minmin Yang
CE BEA841 - ceased
Shun Pi Yang
CE BTO785 - active, Point72 Hong Kong Limited
Xi (SFC:BXQ124) Yang
CE BXQ124 - active, Point72 Hong Kong Limited
Xuan (SFC:BHS899) Yang
CE BHS899 - active, Point72 Hong Kong Limited
Arthur Yeung
CE AZV971 - active, Point72 Hong Kong Limited
Hongyue Yu
CE BPY755 - active, Point72 Hong Kong Limited
Sonia Bon Tsing Yu
CE ARN150 - active, Point72 Hong Kong Limited
Tong Yu
CE BPL437 - active, Point72 Hong Kong Limited
Jiawei Yuan
CE BSJ410 - active, Point72 Hong Kong Limited
Haoran Zhang
CE BWC638 - active, Point72 Hong Kong Limited
Jiayu (SFC:BVN727) Zhang
CE BVN727 - active, Point72 Hong Kong Limited
Ruiming Zhang
CE BLG388 - active, Point72 Hong Kong Limited
Yuting (SFC:BBB735) Zhang
CE BBB735 - active, Point72 Hong Kong Limited
Xingru Zhao
CE BWR162 - active, Point72 Hong Kong Limited
Tiantao Zheng
CE BPX547 - active, Point72 Hong Kong Limited
Tianyi Zheng
CE BLE950 - active, Point72 Hong Kong Limited
Muyang Zhou
CE BQQ747 - active, Point72 Hong Kong Limited
Can Zong
CE BGO812 - active, Point72 Hong Kong Limited
Swee Wei Chee
CE AXS218 - active, Polen Capital HK Limited
Yingying Dong
CE AYM102 - active, Polen Capital HK Limited
Ying Lui
CE AMM444 - active, Polen Capital HK Limited
Miranda Cheuk Nam Poon
CE AFD430 - active, Polen Capital HK Limited
Weikang Zhan
CE BMP528 - active, Polen Capital HK Limited
Min Jun Ho
CE BLV757 - active, Poseidon Capital Limited
Shen-Tzu Wang
CE BGT533 - active, Poseidon Capital Limited
Zhengnan Chen
CE BRR691 - active, Poseidon Capital Limited
Jiawen Fang
CE BUU191 - active, Poseidon Capital Limited
Hongjun Mao
CE BTN090 - active, Poseidon Capital Limited
Yinzhe Qian
CE BTL239 - active, Poseidon Capital Limited
Jing Ruei Wu
CE BXI210 - active, Poseidon Capital Limited
Mengxinyi Yang
CE BUD487 - active, Poseidon Capital Limited
Jie Yu
CE BWF681 - active, Poseidon Capital Limited
Meng (SFC:BIX319) Li
CE BIX319 - active, Powership Capital Management Limited
Wuyuan Liao
CE BUJ250 - active, Powership Capital Management Limited
Qimeng Sun
CE AHS593 - active, Powership Capital Management Limited
Yang (SFC:ARO451) Xiao
CE ARO451 - active, Powership Capital Management Limited
Chia-Yu Chang
CE AQA121 - active, Preferred Investment Advisors (H.K.) Limited
Hsien Wen Tsai
CE AST254 - active, Preferred Investment Advisors (H.K.) Limited
Lun-Chun Yeh
CE AQA122 - active, Preferred Investment Advisors (H.K.) Limited
Chih-Hsuan Chang
CE BTY184 - active, Preferred Investment Advisors (H.K.) Limited
Cheng-Yu Chang
CE AQO323 - active, Preferred Investment Advisors (H.K.) Limited
Yau Ming Cheung
CE BRO391 - active, Preferred Investment Advisors (H.K.) Limited
Chen-Jen Chu
CE BTJ490 - active, Preferred Investment Advisors (H.K.) Limited
Wan Shan Lee
CE BFP948 - active, Preferred Investment Advisors (H.K.) Limited
Guan Ying Li
CE BQI385 - active, Preferred Investment Advisors (H.K.) Limited
Hsin Jung Lin
CE AZE934 - active, Preferred Investment Advisors (H.K.) Limited
Hsueh Yen Lin
CE AJL300 - active, Preferred Investment Advisors (H.K.) Limited
Kuo Ping Liu
CE AOY514 - active, Preferred Investment Advisors (H.K.) Limited
Yung-Ching Ou
CE ASZ561 - active, Preferred Investment Advisors (H.K.) Limited
Sui Yee Chua
CE BBA488 - active, Premia Partners Company Limited
Chi Kin (SFC:AIR705) Lai
CE AIR705 - active, Premia Partners Company Limited
Laura Lui
CE ANA993 - active, Premia Partners Company Limited
Chun Mei Cheung
CE BLL105 - active, Premia Partners Company Limited
Kong Wing Choi
CE ANN039 - active, Premia Partners Company Limited
Frederick Ian Kit Chu
CE ARW934 - active, Premia Partners Company Limited
Wing Hei Chu
CE ATO638 - active, Premia Partners Company Limited
Paak Khui Fung
CE APZ423 - active, Premia Partners Company Limited
Wai Fung Ng
CE BUV824 - active, Premia Partners Company Limited
Wing Tong Ko
CE BHX142 - active, Prestige Global Capital Management Limited
Patricia Yuen Fai Tai
CE BJE911 - active, Prestige Global Capital Management Limited
Hok Hin Mui
CE BDF758 - active, Prestige Global Capital Management Limited
Jie (SFC:AJD983) Ling
CE AJD983 - active, Prime Capital Management Company Limited
Yijun Liu
CE AIZ089 - active, Prime Capital Management Company Limited
Ming Leung Chan
CE BQW330 - active, Prime Capital Management Company Limited
Zhan (SFC:BJW129) Wang
CE BJW129 - active, Prime Capital Management Company Limited
Yuk Cheong Lau
CE AAD603 - active, Prime Courage Securities Company Limited
Wah Ying Tung
CE AAE225 - active, Prime Courage Securities Company Limited
Wing Hong Chow
CE ACI634 - active, Prime Courage Securities Company Limited
Fung Lam Ng
CE ABP956 - active, Prime Courage Securities Company Limited
Yi Wang Shih
CE AYE645 - active, Prime Courage Securities Company Limited
Pei-Ting Huang
CE AUB174 - active, Prince Fund Management Limited
Lawrence Man Kwan Ng
CE AMJ867 - active, Prince Fund Management Limited
Yao-Chung Chang
CE BVF498 - active, Prince Fund Management Limited
Kam Ping Cheung
CE AEX966 - active, Principal Asset Management Company (Asia) Limited
Amanda Yi-Chun Lin Bauchinger
CE BAB144 - active, Principal Asset Management Company (Asia) Limited
Phillip Howard Hasenfus Saran
CE AYZ046 - active, Principal Asset Management Company (Asia) Limited
Raj Kumar Singh
CE AYD306 - active, Principal Asset Management Company (Asia) Limited
Xi (SFC:AON741) Wang
CE AON741 - active, Principal Asset Management Company (Asia) Limited
Yang (SFC:BHN783) Cao
CE BHN783 - active, Principal Asset Management Company (Asia) Limited
Hiu Yung Crystal Chan
CE BOE956 - active, Principal Asset Management Company (Asia) Limited
Kwok Chee Chong
CE BAN207 - active, Principal Investment & Retirement Services Limited
Yifan Deng
CE BRN906 - active, Principal Asset Management Company (Asia) Limited
Prakash Gopalakrishnan
CE BPW944 - active, Principal Asset Management Company (Asia) Limited
Chun Yee Ho
CE BUG016 - active, Principal Asset Management Company (Asia) Limited
Wing Shuen Ke
CE AFD507 - active, Principal Asset Management Company (Asia) Limited
Chee Sin Koh
CE BLE454 - active, Principal Asset Management Company (Asia) Limited
Lai Kwan Lam
CE AXC908 - active, Principal Asset Management Company (Asia) Limited
Martin Kin Yeung Lau
CE AXX232 - active, Principal Asset Management Company (Asia) Limited
Wing Hang (SFC:BRU664) Leung
CE BRU664 - active, Principal Asset Management Company (Asia) Limited
Man Li
CE BKX346 - active, Principal Asset Management Company (Asia) Limited
Chang (SFC:BDO978) Liu
CE BDO978 - active, Principal Asset Management Company (Asia) Limited
Hsiang Ching Liu
CE BTK148 - active, Principal Asset Management Company (Asia) Limited
Tianyu (SFC:BTO567) Liu
CE BTO567 - active, Principal Asset Management Company (Asia) Limited
Xi (SFC:BAE895) Luo
CE BAE895 - active, Principal Asset Management Company (Asia) Limited
Han Peng
CE BEZ915 - active, Principal Asset Management Company (Asia) Limited
Mei Shan Shek
CE BWF266 - active, Principal Asset Management Company (Asia) Limited
Kiat Hau Siaw
CE BTM987 - active, Principal Asset Management Company (Asia) Limited
Chin Wei Teoh
CE ARP541 - active, Principal Asset Management Company (Asia) Limited
Ming Kan To
CE BHO110 - active, Principal Asset Management Company (Asia) Limited
Howe Chung Wan
CE BNV174 - active, Principal Asset Management Company (Asia) Limited
Wing Leong Wong
CE BTC619 - active, Principal Asset Management Company (Asia) Limited
Yuet Fong Yau
CE ANG124 - active, Principal Asset Management Company (Asia) Limited
Junrui Ye
CE BNU268 - active, Principal Asset Management Company (Asia) Limited
Wai Shum Yeung
CE APC729 - ceased
Ran Yu
CE BBR452 - active, Principal Asset Management Company (Asia) Limited
Ying (SFC:BFU726) Yu
CE BFU726 - active, Principal Asset Management Company (Asia) Limited
Yifan (SFC:BIR398) Zhang
CE BIR398 - active, Principal Asset Management Company (Asia) Limited
Jing (SFC:BKG141) Zhao
CE BKG141 - active, Principal Asset Management Company (Asia) Limited
Chenruo Zhou
CE BOS229 - active, Principal Asset Management Company (Asia) Limited
Li Hao Chang
CE BNQ978 - ceased
Chui Ying Cheng
CE BTB519 - active, Principal Investment & Retirement Services Limited
Kwai Keung Ip
CE AMS708 - active, Principal Investment & Retirement Services Limited
Chui Shan (SFC:BJT301) Lee
CE BJT301 - active, Principal Investment & Retirement Services Limited
Sai Kit Liu
CE BJS797 - active, Principal Investment & Retirement Services Limited
King Chung Lo
CE AKP938 - active, Principal Investment & Retirement Services Limited
Yuen Lee Wong
CE AFL364 - active, Principal Investment & Retirement Services Limited
Gavin Bart Feuerhelm
CE BVF385 - active, Principal Trust Company (Asia) Limited
Wan Yee Loretta Ho
CE BUL691 - active, Principal Trust Company (Asia) Limited
Foong Ching Leong
CE BUL690 - active, Principal Trust Company (Asia) Limited
Ming Yin Chen
CE BVF204 - active, Principal Trust Company (Asia) Limited
Yin Ching Cheung
CE BVF196 - active, Principal Trust Company (Asia) Limited
Yui Keung Cheung
CE BVF175 - active, Principal Trust Company (Asia) Limited
Wai Pan Chong
CE BVF177 - active, Principal Trust Company (Asia) Limited
Ricky Wai Kei (SFC:BKA555) Chow
CE BKA555 - active, Principal Trust Company (Asia) Limited
Choi Yee Lilian Ho
CE BVF172 - active, Principal Trust Company (Asia) Limited
Shun Chun Ip
CE BVG230 - active, Principal Trust Company (Asia) Limited
Tsz Kin (SFC:BVF161) Lai
CE BVF161 - active, Principal Trust Company (Asia) Limited
Shuk Chin Lam
CE BVG233 - active, Principal Trust Company (Asia) Limited
Pak Hang Lau
CE BVL652 - active, Principal Trust Company (Asia) Limited
James (SFC:BVF198) Lee
CE BVF198 - active, Principal Trust Company (Asia) Limited
Zexi Lin
CE BVG231 - active, Principal Trust Company (Asia) Limited
Oi Ping Anita Mo
CE BVF184 - active, Principal Trust Company (Asia) Limited
Choi Hung Shek
CE BVG232 - active, Principal Trust Company (Asia) Limited
Pak Sum Shing
CE BVF180 - active, Principal Trust Company (Asia) Limited
Ka Mei Tong
CE BVF210 - active, Principal Trust Company (Asia) Limited
Hok Man Tsang
CE BLE130 - active, Principal Trust Company (Asia) Limited
Hao Ning Angela Yeung
CE BVF186 - active, Principal Trust Company (Asia) Limited
Chi Yuen Wong
CE BNJ009 - active, Prior Asset Management Limited
Ka Wik Galric Chiu
CE BOQ901 - active, Prior Securities Limited
David Wai Chung Chen
CE BGU035 - active, Priority Asset Management Group Limited
Eugene Ho
CE AMH070 - active, Priority Asset Management Group Limited
Po Kwong Lo
CE BRZ852 - active, Priority Asset Management Group Limited
Man Chui Chun
CE BVE886 - active, Priority Asset Management Group Limited
Ka Fai Fan
CE BRZ853 - active, Priority Asset Management Group Limited
Chik Chi Tsim
CE BVI604 - active, Priority Asset Management Group Limited
Tik Ka Wong
CE BVW047 - active, Priority Asset Management Group Limited
Timmy Tin Wai Wong
CE BAP109 - active, Priority Asset Management Group Limited
Keqing Wei
CE BAV558 - active, PristineView Capital Advisers, Limited
Jian (SFC:AVN518) Yang
CE AVN518 - active, PristineView Capital Advisers, Limited
Clemens Hendrik Antonius Heijman
CE BHX462 - active, Privium Fund Management (HK) Limited
Henry Lee Terrebrood Jr
CE AJL563 - active, Privium Fund Management (HK) Limited
Wai Tong Woo
CE ADZ983 - active, Privium Fund Management (HK) Limited
Evan Chao
CE BKA233 - ceased
Siyuan (SFC:AYI803) Cheng
CE AYI803 - active, Privium Fund Management (HK) Limited
Lucy Gazmararian
CE BJL815 - ceased
Angus Campbell Walker
CE BHO970 - active, Privium Fund Management (HK) Limited
Panfeng Yao
CE BVU435 - active, Privium Fund Management (HK) Limited
Yao Sheng
CE BUR376 - active, Profit Access Investments Limited
Ao Yi
CE BUT032 - active, Profit Access Investments Limited
Hiu Man Cheng
CE BOT253 - active, Profit Access Investments Limited
Stephen Wai Ki Chow
CE AAF074 - active, Profitech Securities Limited
Danny Q Bao
CE ANR606 - active, Profound Capital Limited
Yang (SFC:ALN489) Xia
CE ALN489 - active, Profound Capital Limited
Jiayi Cao
CE BAJ036 - active, Profound Capital Limited
Chia Shen Yang
CE BTT760 - active, Prominence Investment Management Limited
Hoi San Yiong
CE AGT132 - active, Prominence Investment Management Limited
Mengqi Yuan
CE BQI716 - active, Prominence Investment Management Limited
Xia Chen
CE BQI717 - active, Prominence Investment Management Limited
Jung-Jung Li
CE BSE675 - active, Prominence Investment Management Limited
Yuk Yin Wong
CE BUY779 - active, Prominence Investment Management Limited
Wan Man Hon
CE BNH912 - active, Prosper Global Asset Management Limited
Sau Him Ip
CE BOB380 - active, Prosper Global Asset Management Limited
Jiajie Wu
CE BUQ359 - active, Prospera HK Limited
Tian Wu
CE BVT701 - active, Prospera HK Limited
Wai Fong Lau
CE AHL933 - active, Proton Capital Limited
Heung Ying Leung
CE ACG472 - active, Proton Capital Limited
Man Fung Chan
CE AXN001 - active, Prudence Investment Management (Hong Kong) Limited
Shuyue Tan
CE AWP011 - active, Prudence Investment Management (Hong Kong) Limited
Fangze Chen
CE BXM468 - active, Prudence Investment Management (Hong Kong) Limited
Liye Chen
CE AXF909 - active, Prudence Investment Management (Hong Kong) Limited
Ti Shun Deng
CE AER867 - active, Prudence Investment Management (Hong Kong) Limited
Chenyang Guo
CE BGC464 - active, Prudence Investment Management (Hong Kong) Limited
Shaoping Lai
CE BAG440 - active, Prudence Investment Management (Hong Kong) Limited
Ying (SFC:BUT980) Li
CE BUT980 - active, Prudence Investment Management (Hong Kong) Limited
Yanling Su
CE BKY819 - active, Prudence Investment Management (Hong Kong) Limited
Yun Xia
CE BJA039 - active, Prudence Investment Management (Hong Kong) Limited
Xi (SFC:BRV136) Yang
CE BRV136 - active, Prudence Investment Management (Hong Kong) Limited
Qianqian Zeng
CE BMQ907 - active, Prudence Investment Management (Hong Kong) Limited
Alice Wong Kam Chan
CE AAB559 - active, Prudential Brokerage Limited
Alvin Chi Wai Cheung
CE ALO011 - active, Prudential Brokerage Limited
Shing Ngon Lau
CE AAB584 - active, Prudential Brokerage Limited
Cheuk Yiu Tam
CE ABL963 - active, Prudential Brokerage Limited
Tianqiong Angel An
CE BND227 - active, Prudential Brokerage Limited
Kei Yip Au
CE AAE381 - active, Prudential Brokerage Limited
Chi Hung (SFC:ASE826) Chan
CE ASE826 - active, Prudential Brokerage Limited
Chi Shing Chan
CE BHP941 - active, Prudential Index Trading Company Limited
Ching Lin Chan
CE ABE844 - active, Prudential Brokerage Limited
Chuen Hang Chan
CE AAK138 - active, Prudential Brokerage Limited
Peter Chun Shing Chan
CE APQ867 - active, Prudential Brokerage Limited
Fung Mai Chan
CE ABE268 - active, Prudential Brokerage Limited
Lok Ming Chan
CE AOX184 - active, Prudential Brokerage Limited
Pak Ho (SFC:BNB602) Chan
CE BNB602 - active, Prudential Brokerage Limited
Po Chun (SFC:AAZ956) Chan
CE AAZ956 - active, Prudential Brokerage Limited
Sau Hing Chan
CE AAF227 - active, Prudential Brokerage Limited
Shing Cheong Chan
CE AEE747 - active, Prudential Brokerage Limited
Bernice Siu Chui Chan
CE AMC154 - active, Prudential Brokerage Limited
Stephen (SFC:BPW596) Chan
CE BPW596 - active, Prudential Index Trading Company Limited
Wang Yue Chan
CE AFK295 - active, Prudential Brokerage Limited
Kam Chiu Chau
CE AEM056 - active, Prudential Index Trading Company Limited
Peg Kam Lan Chen
CE AEE933 - ceased
Stephen Lai Hung Cheng
CE AAB447 - active, Prudential Brokerage Limited
Man Wai (SFC:APV050) Cheng
CE APV050 - active, Prudential Brokerage Limited
Mei Kuen Cheng
CE AEJ579 - active, Prudential Brokerage Limited
Suk Hing Cheng
CE AEY341 - active, Prudential Brokerage Limited
Yuk Yee Cheng
CE AGB966 - active, Prudential Brokerage Limited
Wai Hing Cheuk
CE ARL486 - active, Prudential Brokerage Limited
Mei Chun Cheung
CE AAG332 - active, Prudential Brokerage Limited
Shuk Ping Ching
CE ANN395 - active, Prudential Brokerage Limited
Siu Kwan Ching
CE AAD695 - active, Prudential Brokerage Limited
Siu Hing Choi
CE AEU650 - active, Prudential Brokerage Limited
Kevin Chok Hang Chow
CE ABI435 - active, Prudential Brokerage Limited
Lai Yan Chow
CE BHU751 - active, Prudential Brokerage Limited
Edmund Ming Kei Chow
CE AGJ909 - active, Prudential Brokerage Limited
Yui Chow
CE BDV631 - active, Prudential Brokerage Limited
Chun Kit (SFC:BSC022) Chui
CE BSC022 - active, Prudential Brokerage Limited
Belinda Big Yun Fung
CE AAK595 - active, Prudential Brokerage Limited
Mendy Chi Man Ho
CE ABX443 - active, Prudential Brokerage Limited
Chi Wai Ho
CE ADV088 - active, Prudential Brokerage Limited
Ka Fai Ho
CE AEE013 - active, Prudential Brokerage Limited
King Wo Ho
CE ACP896 - active, Prudential Index Trading Company Limited
Nai Kan Ho
CE AAC832 - active, Prudential Brokerage Limited
Derek Lik Hang Hui
CE BBK538 - active, Prudential Brokerage Limited
Ka Hei Hui
CE AMU686 - active, Prudential Brokerage Limited
Ka Wai Kam
CE AYH477 - active, Prudential Brokerage Limited
Pok Yim Kee
CE BBM373 - active, Prudential Brokerage Limited
Soshila Keswani
CE AAA258 - active, Prudential Brokerage Limited
Vera Siu Ling Keung
CE ADH913 - active, Prudential Brokerage Limited
Hung Wo Ko
CE AAI520 - active, Prudential Brokerage Limited