Yin Sheung Sham
岑燕嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sheung Sham (岑燕嫦), a licensed Representative with CE reference ACR931. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2020-09-30 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-11 | 2008-03-03 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-08-10 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-11 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-11 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Sheung Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.