Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Haichen Gu
CE BTO766 - active, Sinovation (HK) Investment Management Co., Limited
Bo Jiang
CE BUQ075 - active, Sinovation (HK) Investment Management Co., Limited
Jiapeng Li
CE BGB556 - active, Sinovation (HK) Investment Management Co., Limited
Xiaolong (SFC:BVE319) Yang
CE BVE319 - active, Sinovation (HK) Investment Management Co., Limited
Ching Ching
CE ALF582 - active, State Arc Asset Management Limited
Pak Kiu Ken Wong
CE BTX708 - active, State Arc Asset Management Limited
Guangwei Chu
CE BVN799 - active, Sunshine Asset Management (HK) Limited
On Lan
CE BIE761 - active, Sunshine Asset Management (HK) Limited
Yuan (SFC:BUI756) Zhang
CE BUI756 - active, Sunshine Asset Management (HK) Limited
Haoyuan Zhao
CE BVZ427 - active, Sunshine Asset Management (HK) Limited
Tingting Fu
CE BVU543 - active, Sunshine Asset Management (HK) Limited
Cong Gao
CE BWI353 - active, Sunshine Asset Management (HK) Limited
Shifei Zhou
CE BDM526 - active, Sunshine Asset Management (HK) Limited
Yichen Zhu
CE BEG155 - active, Sunshine Asset Management (HK) Limited
Ka Ho Jeffrey Au
CE BMS462 - active, Sediment Capital Limited
Miu Kuen Chung
CE BOC859 - active, Sediment Capital Limited
Cheuk Yin Kyle Yeung
CE BVM685 - active, Sediment Capital Limited
Xi (SFC:BVF982) Chen
CE BVF982 - active, SHENGAO INTERNATIONAL LIMITED
Ran Yang
CE BOK126 - active, SHENGAO INTERNATIONAL LIMITED
Guanying Dai
CE BVL489 - active, Spectrum Finance Limited
Liang Liang
CE BTR659 - active, Spectrum Finance Limited
Jun Amano
CE BVD742 - active, S Harmony Asset Management Limited
Pengcheng Song
CE BIO003 - active, S Harmony Asset Management Limited
Xuan (SFC:BWB569) Li
CE BWB569 - active, S Harmony Asset Management Limited
Wai Man Kwan
CE ACJ105 - active, Solaro Advisors Limited
Chun Kit Liu
CE BTU945 - active, Solaro Advisors Limited
Kong Wa Wong
CE BVA261 - active, Solaro Advisors Limited
Siu Hang Wong
CE BUP772 - active, Solaro Advisors Limited
Sheung Yuk Chiu
CE AKU355 - active, Sino Linear Investment Management Limited
Dinnie Hoi Lin Li
CE AFL803 - active, Sino Linear Investment Management Limited
Yijie Zhuang
CE BVG213 - active, Sino Linear Investment Management Limited
Wai Ming Law
CE BJI431 - active, Summit Asset Management Company Limited
Siu Wa Yung
CE BFR053 - active, Summit Asset Management Company Limited
Pak Wai Chan
CE BUS242 - active, Summit Asset Management Company Limited
Marlon Mikhail Sanchez
CE ADJ822 - active, Skyway Pacific Research and Capital Management Limited
Christopher Xu
CE BGR289 - active, Skyway Pacific Research and Capital Management Limited
Xing He
CE BUH533 - active, Skyler Capital (Hongkong) Co., Limited
Xihan Wu
CE BUH536 - active, Skyler Capital (Hongkong) Co., Limited
Jie (SFC:BGE556) Wang
CE BGE556 - active, Sino Cornerstone Capital Limited
Sheng Yao
CE ALL051 - active, Sino Cornerstone Capital Limited
Guoliang Zu
CE BWK892 - active, Sino Cornerstone Capital Limited
Hiu Shun Chan
CE AZE439 - active, Sirenia Capital Limited
Yiu Kwok Chen
CE BHR802 - active, Sirenia Capital Limited
Tian He
CE BBR112 - active, Surrich Capital Co., Limited
Runze Zheng
CE BEJ782 - active, Surrich Capital Co., Limited
Junxue Lyu
CE BXJ206 - active, Surrich Capital Co., Limited
Xi (SFC:BWA578) Wang
CE BWA578 - active, SHUNSUI INTERNATIONAL HOLDING LIMITED
Dong Yang
CE BBP096 - active, SHUNSUI INTERNATIONAL HOLDING LIMITED
Kaiwen Luo
CE BVF145 - active, Sharewin Capital Management Company Limited
Jiangsheng Zhu
CE BVF147 - active, Sharewin Capital Management Company Limited
Hongfei Cai
CE BPK909 - active, SunRiver International Asset Management Limited
Shengnan Gan
CE BQT680 - active, SunRiver International Asset Management Limited
Wuze Wu
CE BVO689 - active, SunRiver International Asset Management Limited
Chen (SFC:BQW769) Chen
CE BQW769 - active, Duration Capital Limited
Qing Chen
CE BVR061 - active, SunRiver International Asset Management Limited
Ruixuan Li
CE BXF470 - active, SunRiver International Asset Management Limited
Xuesong Li
CE BUD893 - active, SunRiver International Asset Management Limited
Linyuan Qin
CE BTK133 - active, SunRiver International Asset Management Limited
Sicong Shen
CE BNF348 - ceased
Bowen Zhang
CE BWN927 - active, SunRiver International Asset Management Limited
Ruijia Zhang
CE BVU809 - active, SunRiver International Asset Management Limited
Xuan (SFC:BQM940) Zhang
CE BQM940 - active, SunRiver International Securities Group Limited
Meng Zhu
CE BPR728 - active, SunRiver International Asset Management Limited
Florence Sum Yin Lo
CE AOG941 - active, Silverwater Capital Management Limited
Li Hon Tam
CE BIL825 - active, Silverwater Capital Management Limited
Nelson King Sau Pang
CE AQY764 - active, Sympho Wealth Management Limited
Hang Su
CE BVQ212 - active, Sympho Wealth Management Limited
Chi Shing John Wan
CE BMG886 - active, Sympho Wealth Management Limited
Jinkun Yang
CE BVQ622 - active, Silver Stone Asia Limited
Ming Xin Zheng
CE BTX450 - active, Silver Stone Asia Limited
Tha Fung Ko
CE AXX482 - active, Santric Investment Management Limited
Ruoyin Wang
CE BVA474 - active, Santric Investment Management Limited
Yanjun Liu
CE BWR837 - active, Santric Investment Management Limited
Kenneth Kin Chung Lai
CE ABP978 - active, Sunrise Asset Management Limited
Tiantian Yu
CE BKJ752 - active, Sunrise Asset Management Limited
Xi Li
CE BXI691 - active, Sunrise Asset Management Limited
Kejun Ruan
CE BWZ087 - active, Sunrise Asset Management Limited
Zhaoxi Zhang
CE BCI871 - active, Shan Tian Wiselink International HK Limited
Liebin Zou
CE BVA930 - ceased
Nan Chen
CE BVZ039 - active, Sense Capital Management Limited
Xiaoqiu Chen
CE AYW247 - active, Sense Capital Management Limited
Ryan Taylor Jeon
CE AUE101 - active, Summit Capital HK Limited
Yuen Han Liu
CE ACU433 - active, Summit Capital HK Limited
Kwok Keung So
CE ABP335 - active, Spruce Technology HK Limited
Chi Kan Wong
CE AAC576 - active, Spruce Technology HK Limited
Saik Kong Thomas Kaan
CE AOE140 - active, SmartNob Asset Management Limited
Shing Yip Wong
CE AQM559 - active, SmartNob Asset Management Limited
Chi Ting Wu
CE ALG477 - active, SmartNob Asset Management Limited
Chi Yuen Law
CE BAF301 - active, Surging Waves Capital Limited
Wing Man Siu
CE BAJ174 - active, Surging Waves Capital Limited
Mo Kit Chan
CE ANZ958 - active, Suncrest Capital Limited
Howard King Ho Tam
CE AFN346 - active, Suncrest Capital Limited
Danyang Su
CE BBW384 - active, SUNJOY ASSET MANAGEMENT LIMITED
Jun Yin
CE BWJ872 - active, SUNJOY ASSET MANAGEMENT LIMITED
Yipeng Huang
CE BWK980 - active, SAGACIOUS TREE ASSET MANAGEMENT LIMITED
Wai Fung Tang
CE ATN569 - active, SAGACIOUS TREE ASSET MANAGEMENT LIMITED
Tom Virachet Chatjaval
CE AAI813 - active, TVC Management Limited
Chi Ho Kong
CE BOU720 - active, TVC Management Limited
Steve Tang Hon Kwok
CE AEO399 - active, TVC Management Limited
Sheung Lung Tse
CE BWV844 - active, TVC Management Limited
Remy Thomas Laurent Gaussens
CE AWI831 - active, Trading Central Asia Limited
Kim Ming Lam
CE BDX764 - active, Trading Central Asia Limited
Alain Jean-Claude Pellier
CE AWI823 - active, Trading Central Asia Limited
Jun (SFC:AWT046) Zhang
CE AWT046 - active, Trading Central Asia Limited
Chi Kong Jim
CE AXM964 - active, Trading Central Asia Limited
Hung Tin George Lam
CE BGL060 - active, Trading Central Asia Limited
Kar Wai Cheng
CE AFD053 - active, TNS Capital Management Limited
Ho Chun Yeung
CE BAR653 - active, TNS Capital Management Limited
Cheuk Hin Tsang
CE BUH673 - active, TNS Capital Management Limited
Chi Kit Yeung
CE AYV421 - active, TNS Capital Management Limited
Yong Choi
CE BBE608 - active, Direction Capital Limited
Shaokun Jiang
CE BJI662 - active, Titan Investment Limited
John Zhan Luo
CE BFX644 - active, Titan Investment Limited
Zhen Dong
CE AMP550 - active, Titan Investment Limited
Danlin Liang
CE BOK627 - active, Titan Investment Limited
Yuhong Gao
CE ARP557 - active, TJ Investment Management (HK) Limited
Jonathan Chung Kiu Mok
CE AHA655 - active, TJ Investment Management (HK) Limited
Kun Song
CE AJG893 - active, TJ Investment Management (HK) Limited
Shiqi Chen
CE BWK063 - active, TJ Investment Management (HK) Limited
Tak Fat Cham
CE BIH508 - active, Two Cities Global Asset Management Limited
Li (SFC:BWL174) Zhang
CE BWL174 - active, Two Cities Global Asset Management Limited
Xiaofeng Zhao
CE BSL916 - active, Two Cities Global Asset Management Limited
Mingming Xu
CE BTX869 - active, Two Cities Global Asset Management Limited
Song Xu
CE BTT205 - active, Two Cities Global Asset Management Limited
Edmund Wei Kiat Ang
CE BQC946 - active, Triata Capital Limited
Yuan-Hsiang Ho
CE AXW317 - active, Triata Capital Limited
Jinchun Chen
CE BQO629 - active, Triata Capital Limited
Weijie Chen
CE BBQ154 - active, Triata Capital Limited
Henry William MacFarlane
CE BJV940 - active, Triata Capital Limited
Yan (SFC:AOG953) Chan
CE AOG953 - active, TriTree Capital Limited
Leong Kwok
CE ATR217 - active, TriTree Capital Limited
Chi Kin Lee
CE BSI242 - active, TriTree Capital Limited
Yingqing Liang
CE BVR928 - active, TriTree Capital Limited
Chao (SFC:BLZ388) Hu
CE BLZ388 - active, TradArt Asset Management Co., Limited
Chiu Wong
CE BHL931 - active, TradArt Asset Management Co., Limited
Chun Ma
CE BUK088 - active, TradArt Asset Management Co., Limited
Yin Hei Ngai
CE BRY381 - active, TradArt Asset Management Co., Limited
Jie Pan
CE BWT944 - active, TradArt Asset Management Co., Limited
Yawei Tan
CE BLD974 - active, TradArt Asset Management Co., Limited
Qing Yuan
CE BUC399 - active, TradArt Asset Management Co., Limited
Guangwei Zhou
CE BPK598 - active, TradArt Asset Management Co., Limited
Weijia Jiang
CE AQQ338 - active, TruMed Investment Management Limited
Ting (SFC:AXZ996) Wang
CE AXZ996 - active, TruMed Investment Management Limited
Xiaomei Qiu
CE BRZ145 - active, TruMed Investment Management Limited
Pao-Chi Lo
CE APL954 - active, TeraWise Capital Limited
Lung-Fan Yung
CE AXG210 - active, TeraWise Capital Limited
Chih To Fang
CE BPK735 - active, TeraWise Capital Limited
Chen-Yu Lan
CE BGO322 - active, TeraWise Capital Limited
Youmao Cui
CE BOX018 - active, Truth Capital (Hong Kong) Limited
Pan Li
CE AQN984 - active, Truth Capital (Hong Kong) Limited
Man Lei Tang
CE AVR839 - active, Truth Capital (Hong Kong) Limited
Shiqiu Chen
CE BXF921 - active, Truth Capital (Hong Kong) Limited
Chunhuan Hou
CE AWR818 - active, Truth Capital (Hong Kong) Limited
Wing Yeung Lam
CE BXL340 - active, Truth Capital (Hong Kong) Limited
Gang (SFC:BWF795) Li
CE BWF795 - active, Truth Capital (Hong Kong) Limited
Jing (SFC:BVN453) Liu
CE BVN453 - active, Truth Capital (Hong Kong) Limited
Xuemei Liu
CE BUS991 - active, Truth Capital (Hong Kong) Limited
Andi Pan
CE BUA200 - active, Truth Capital (Hong Kong) Limited
Mingwong Wong
CE BWW258 - active, Truth Capital (Hong Kong) Limited
Liqi Ding
CE AYJ941 - active, One Fund Management Limited (The)
Xi Qiao
CE BUQ351 - active, One Fund Management Limited (The)
Xuan Yang
CE BTG617 - active, One Fund Management Limited (The)
Junjun Chen
CE BQO061 - active, Topology Capital Limited
Chunbing Zhang
CE BOJ751 - active, Topology Capital Limited
Yiu Ping Chim
CE AMF530 - active, Trivesta Capital Management (Hong Kong) Limited
Min Wa Yip
CE AVR980 - active, Trivesta Capital Management (Hong Kong) Limited
Yanye Jiang
CE BUM594 - active, Tranquility Asset Management Co., Limited
Jeffrey Chun Wong
CE AZF132 - active, Tranquility Asset Management Co., Limited
Jian Kang
CE BNT200 - active, Theme Capital Limited
Min Li
CE AXL019 - active, Theme Capital Limited
Po Ki Chiu
CE BRB490 - active, Trendy Capital Limited
Ting (SFC:BWX375) Wang
CE BWX375 - active, Trendy Capital Limited
Jiahao Yin
CE BDD365 - active, Trendy Capital Limited
Wai Leung Cheng
CE ABH991 - active, AWL Capital Co. Limited
Qin Kong
CE BUQ602 - active, Taoli Asset Management Limited
Russell Davidson
CE ABV703 - active, Typhoon Capital Management Limited
Brian Michael O'Reilly
CE BUS466 - active, Typhoon Capital Management Limited
Sonia Mun Yin Lee
CE AFC751 - active, Typhoon Capital Management Limited
Andy Ting Fung Lam
CE BBG375 - active, Treeline Asset Management Limited
Yuen Shan Liu
CE ADC177 - active, Treeline Asset Management Limited
Yandi Ai
CE BQL335 - active, Tianqi Asset Management Limited
Yan Chen
CE BWB314 - active, Tianqi Asset Management Limited
Thomas Chi Yin Lau
CE AHP755 - active, United Gain Investment Limited
Chi Yiu Lau
CE AEM824 - active, United Gain Investment Limited
Scott Kin Chung Tsoi
CE BOJ201 - active, United Gain Investment Limited
Sit Lun Liu
CE ANY108 - active, Uni-Century International Asset Management Limited
Siu Kee Wong
CE AAF594 - active, Uni-Century International Asset Management Limited
Cheuk Hung Chu
CE BDL291 - active, U&I Asset Management Limited
King Chuen Kwok
CE APF731 - active, U&I Asset Management Limited
Ching Wan Chan
CE AFH098 - active, UniSky Investment Management Company Limited
William Wai Tong Wong
CE BOK274 - active, UniSky Investment Management Company Limited
Jowe So Kwan Cheung
CE AXP925 - active, UniSky Investment Management Company Limited
Jitao Ou
CE BWZ079 - active, UniSky Investment Management Company Limited
Dennis Tak Yan Tao
CE AGI649 - active, Unity Partners Asset Management Limited
Tian Xia
CE AVT108 - active, Unity Partners Asset Management Limited
Zhen Xie
CE BRO334 - active, Unity Partners Asset Management Limited
Juan Shan
CE ARS452 - active, Unity Asset Management Limited
Fan Wei
CE BVI736 - active, Unity Asset Management Limited
Man Kit Leung
CE ANW505 - active, United Advanced International Capital Limited
Chi Yeung Liu
CE AHW147 - active, United Advanced International Capital Limited
Charlie Shiqiang Ban
CE AHX810 - active, VisionGain Capital Limited
Xiang Ye
CE APO675 - active, VisionGain Capital Limited
Xuefeng Cong
CE BVQ002 - active, VisionGain Capital Limited
Tingqian Han
CE BFA094 - active, VisionGain Capital Limited
Ricci Sook Han Ip
CE AVS787 - active, Vestmore Capital Management Limited
John Congwei Yuan
CE ATR543 - active, Vestmore Capital Management Limited
Yuk Lung Tsang
CE ADW918 - active, Vegasoul Capital Management (Asia) Limited
Runme Chong Yau Wong
CE ALY546 - active, Vegasoul Capital Management (Asia) Limited
Chun Wing Lee
CE BNU558 - active, Vegasoul Capital Management (Asia) Limited
Sai Tung On
CE BAW793 - active, Vegasoul Capital Management (Asia) Limited
Ka Ming Sit
CE BPU724 - active, Vegasoul Capital Management (Asia) Limited
Chi Hang Sun
CE BKY618 - active, Vegasoul Capital Management (Asia) Limited
Tsun Hung Adrian Teng
CE BTR009 - active, Vegasoul Capital Management (Asia) Limited
Jian Hui Liu
CE BNP689 - active, VG Asset Management Limited
Jianzhao Men
CE AXR149 - active, VG Asset Management Limited
Dechao Qi
CE BNQ428 - active, VG Asset Management Limited
Alan Yiu Lun Chan
CE ANX937 - active, Vectr Ventures Advisors Limited
Arthur Cheuk Fung Law
CE BPV229 - active, Vectr Ventures Advisors Limited
Jimmy Shum
CE BPV231 - active, Vectr Ventures Advisors Limited
Hui Yan Pau
CE BPA073 - ceased
Chi Tao Chan
CE ATC468 - active, Victoria International Asset Management Limited
David Kam Suen Wong
CE AFN655 - active, Victoria International Asset Management Limited
Ping Lam
CE AIS009 - active, Victoria International Asset Management Limited
Pui Man Lee
CE AIU551 - ceased
Wai Shan Wong
CE AUA951 - active, Esperanza Fintech (Securities) Limited
Fan Wu
CE BUI382 - active, Victoria International Asset Management Limited
Guanghui Cen
CE AWO650 - active, Value Capital Investment Limited
Hanqing Huang
CE AXD250 - active, Value Capital Investment Limited
Yue Sui
CE BWW899 - active, Value Capital Investment Limited
Yinsheng Li
CE BPO849 - ceased
Runbei Wan
CE BUK497 - active, Vale Pine Asset Management Company Limited
Yuchong Zhang
CE BCN689 - active, Vale Pine Asset Management Company Limited
Darren Chan
CE BBP205 - active, Viberation Asset Management Limited
Liyang Zhou
CE BJG897 - active, Viberation Asset Management Limited
Shengkan Chen
CE BXH868 - active, Viberation Asset Management Limited
Chun Yin Kwok
CE BSI425 - active, Viberation Asset Management Limited
Sheng Li
CE BTS718 - active, Viberation Asset Management Limited
Yinmiao Sun
CE BWP647 - active, Viberation Asset Management Limited
Nan Zhou
CE BXE599 - active, Viberation Asset Management Limited
Minsheng Li
CE BVW056 - active, Vision Global Securities Limited
Nian Xie
CE BVW059 - active, Vision Global Securities Limited
Jiaxing Lyu
CE BXE502 - active, Vision Global Securities Limited
Xiaoxiao Li
CE BVW628 - active, Vitalbridge Global Management Limited
Sin Bun Tam
CE AOD765 - active, Vitalbridge Global Management Limited
Jinjian Zhang
CE BVW627 - active, Vitalbridge Global Management Limited
Hui Ye
CE BWK355 - active, Vitalbridge Global Management Limited
Christopher Yue Kwong Lui
CE AOS677 - active, Violux Research Limited
Ruyi Tang
CE BGT631 - active, Violux Research Limited
Kam Biu Hung
CE ADG908 - active, Winnington Capital Limited
Chun Yip Chan
CE AUO102 - active, WealthTac Global Asset Management Limited