Juan Shan
單娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Shan (單娟), a licensed Responsible Officer with CE reference ARS452. Currently licensed at 1 firm(s): Unity Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Asset Management Limited 合一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-03 | present |
| Unity Asset Management Limited 合一資產管理有限公司 |
RO | Type 9 — Asset management | 2025-03-03 | present |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-16 | 2025-01-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 4 — Advising on securities | 2023-08-16 | 2025-01-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 9 — Asset management | 2023-08-16 | 2025-01-31 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | 2021-07-23 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 9 — Asset management | 2018-05-29 | 2021-07-23 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-18 | 2014-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2010-06-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2010-06-01 |