Nelson King Sau Pang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson King Sau Pang (彭敬修), a licensed Responsible Officer with CE reference AQY764. Currently licensed at 1 firm(s): Sympho Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sympho Wealth Management Limited 先發財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-07-24 | present |
| Sympho Wealth Management Limited 先發財富管理有限公司 |
RO | Type 9 - Asset management | 2025-07-24 | present |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 - Advising on securities | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 - Asset management | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-01 | 2022-09-20 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-01 | 2022-09-20 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 9 - Asset management | 2020-06-01 | 2022-09-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-28 | 2020-05-08 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-28 | 2020-05-08 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-28 | 2020-05-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-19 | 2018-06-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-19 | 2018-06-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-01-19 | 2018-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-03 | 2014-10-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2011-11-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-02 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-02 | 2009-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson King Sau Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.