Dennis Tak Yan Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Tak Yan Tao (陶德仁), a licensed Responsible Officer with CE reference AGI649. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-22 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-12-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 9 - Asset management | 2024-12-20 | present |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-31 | 2016-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-26 | 2010-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-26 | 2010-09-01 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Tak Yan Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tian Xia | Unity Partners Asset Management Limited | 2024–present |
| Ho Fung Lo | Jakota Securities Group Limited | 2013–2016 |
| Daisy Dick Yee Tsui | Jakota Securities Group Limited | 2014–2016 |
| Siu Hong Ng | Jakota Securities Group Limited | 2013–2016 |
| Wai Chun Ko | Jakota Securities Group Limited | 2013–2016 |
| Tak Wah Yeung | Jakota Securities Group Limited | 2014–2016 |
| Nathan Wang | Jakota Securities Group Limited | 2013–2015 |
| Kin Tak Au | Jakota Securities Group Limited | 2015–2016 |
| Zhen Xie | Unity Partners Asset Management Limited | 2026–present |
| Winnie Wing Yi Lee | Jakota Securities Group Limited | 2016 |
| Lap Quin Kevin Kung | Unity Partners Asset Management Limited | 2026–present |
| Eric Cheuk Wah Wong | Jakota Securities Group Limited | 2016 |
| Carick Yuk Hing Chee | Jakota Securities Group Limited | 2016 |
| Eric Ting Ho Li | Jakota Securities Group Limited | 2013 |
| Andes Cheng | Jakota Securities Group Limited | 2016 |